Something needs to be done about Dark Pool trading. Ticker AMC This is criminal and misleading investors . Please Help !!
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Beginning Monday, July 24, 2023, FINRA will increase the bandwidth rate for the Trade Data Dissemination Service 2.1 (TDDS 2.1) vendor feed from 2,500 kilobits per second (Kbps) to 3,000 kilobits per second (Kbps).
Testing
FINRA will test the new bandwidth rate on Saturday June 10, 2023, from 9:30 a.m. to 12:00 p.m. ET and Saturday July 8, 2023, from 9:30 a.m. to 12:00 p.m. ET. The
This is yet another attempt by the Government to regulate and control their citizens. As individual opportunities we will be more dependent on the Government for solutions. Regulation of investing and trading is just another example of Government overreach.
It is my opinion that short sales and short interest should be reported at end of trading day and not delayed by 14 days.
FINRA continues to monitor clearing submissions from the December 5, 2022 ORF release and subsequent updates. FINRA encourages ORF firms to closely monitor their clearing trades and to work with their clearing firms if needed. Please contact FINRA regarding any inconsistencies or questions.
SUGGESTED ROUTING*
Senior Management
Legal & Compliance
Trading
Training
*These are suggested departments only. Others may be appropriate for your firm.
MAIL VOTE
EXECUTIVE SUMMARY
The membership is requested to vote on an amendment to a Rule of Fair Practice that the membership voted to approve last year (Notice to Members 89-20). The
SummaryIn February 2012, pursuant to an SEC order, FINRA established an accounting support fee (GASB Accounting Support Fee) to adequately fund the annual budget of the Governmental Accounting Standards Board (GASB). The GASB Accounting Support Fee is collected on a quarterly basis from member firms that report trades to the Municipal Securities Rulemaking Board (MSRB). Each member firm’s
I'm an experienced investor with a Master in Finance with a concentration in portfolio management.
Why should I not be able to trade in these products when I'm aware of the risks, understand and am willing to accept them?
If options, futures, and crypto are all fair game, so should these investment devices. I agree with having to sign a waiver and apply to trade them, but banning these funds is not in the best interests of Americans.
