I am capable of investing in risky assets like inverse leveraged and leveraged accounts. I do my research with high quality support from FundStrat and read Barrons, Wall Street Journal and follow many analysts. Me not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the
UVXY or SQQQ is THE BEST WAY TO CONSERVE MY CAPITAL during a down market like the present market. We not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
SUGGESTED ROUTING*
Senior Management
Internal Audit
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.
On June 30, 1988, the maximum SOES order size for all NASDAQ National Market System (NASDAQ/NMS) securities was established as follows
SUGGESTED ROUTING:*
Senior ManagementLegal & ComplianceRegistration*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
On December 13, 1991, the Securities and Exchange Commission (SEC) approved amendments to Schedule C of the NASD By-Laws relating to the premembership interview process for applicants for NASD membership. The
Regulators should not choose the public investments that are right for me and my family. I should not have to go through any special process to invest in public securities. I understand the risk associated with alternative investments and should have the right to do as I choose with my own capital.
SUGGESTED ROUTING
Senior Management
Executive Representatives
Institutional
Internal Audit
Legal & Compliance
Operations
Research
Systems
Executive Summary
The Securities and Exchange Commission (SEC) is soliciting comment on temporary rule amendments to SEC Rule 17a-5
2019 and First Quarter of 2020 Report Filing Due Dates: Annual Audit; FOCUS; Form Custody; Supplemental Statement of Income (SSOI); Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (OBS); and Supplemental Inventory Schedule (SIS)
Hello,
As an active investor, recently retired, my family and I depend on intelligent use of leveraged ETFs to grow and sustain our portfolio.
I oppose any restrictions on retail investors to use leveraged, inverse or volatility index related ETFs.
These leveraged ETFs are simply a reasonably straight forward alternative investment, which generally consists of options contracts related
It's a great opportunity for individual investors to inevet their capital in leverage ETF to againt inflation. The regulator should not take this civil right away. It should treat same way for future/commodity market and ETF market. Everyone should be able to acess these two markets in same way.
Vix or UVXY or SQQQ is THE BEST WAY TO CONSERVE MY CAPITAL during a down market like the present market. We not regulators should be able to choose the public investments that are right for myself and my family. Public investments should be available to all of the public, not just the privileged.
