FINRA has made a number of changes in the area of regulatory policy to improve the policy development process and better ensure that our rules reflect current industry dynamics.
Retrospective Rule Review
Qualification Exam Restructuring
Capital Raising
I use leverage to build capitol. With the exception of the January, February 2022 pivot in the market I have done very well in leveraged accounts. Perhaps a limit of 30% of your total account should be available for leverage would be a better solution for those who tend to leverage to much. Thank you for your consideration.
Max
Hello,
All investing has risk involved for the better or for the worst.
I must have the ability to choose what investment vehicle is correct for my situation without regulation. I do not have a pension and leveraged or unleveraged funds/ETF/Stocks can help me to become self sustaining in my later years. Please leave it alone.
I oppose restrictions on my investment choices. I should be able to invest my own money as I see fit, no one else can make that decision better than I can. Leveraged and inverse funds are a limmmmited but important to my investment portfolio and long term strategies. I do not want to lose that option.
John Carlucci
I believe that regulating my right to invest in what might be of benefit one day to myself and my family, is tantamount to disallowing me to better myself, or even prosper. If I feel I am ready and willing to absorb the risk of losing money to take a chance on possibly making money...then I should at least be allowed to do so!
FINRA’s Board of Governors met September 17-18. The Board announced the approval of four rule proposals, approved proposed amendments to FINRA’s pattern day trading rules, and received updates on the FINRA Forward initiative, the Consolidated Audit Trail and FINRA’s cybersecurity program.
Dear FINRA -
I am in complete disagreement with FINRA's potential restrictions on "Complex Products." By undertaking these restrictions FINRA will be providing and enabling the "Wall Street" investment banks a better opportunity to take advantage of investors. This products provide investors the opportunity to hedge investment positions. Investments
You dont have the right to require people a special knowledge on how to invest their money. Public investments are just that public and every American has the right to invest in them in an attempt to create a better life for themselves and their family. Its completely unfair and unjust to limit average people the ability to invest to improve their own future.
James madison wrote we have rights in our property and property in our rights.the right to invest to make a better life for ones self and family is according to blackstone a fundamental right which NO AGENCY CAN IMPAIR....BE CAREFUL AS YOU WILL HAVE TO DEFEND YOUR POSITION SHOULD YOU CHOOSE TO IMPAIR THE WELFARE OF CITIZENS.
I am writing you all to voice my opinion on leveraged ETFs. Ive utilized thrse vehicles for many years and can personally state their viability. They have allowed me to take advantage of market movements during extreme volatility better than most options. I strongly believe they should remain an open option.
