<p>Further interpretive advice to members concerning the sale of hedge funds.</p>
Please stop telling small private investors what they can and cant invest in; our money is green like everyone elses and if we want to take the added risk of leveraged investments we should be able to accept that risk and do so. Requiring accredited investor status is particularly egregious as it excludes 90+% of investors. Its 2022, people are more educated about investing than ever and we need
Frequently asked questions regarding FINRA Rule 2210, filing requirements and the how to use the Advertising Regulation Electronic Filing (AREF) system.
The Cyber and Analytics Unit (CAU) within FINRA’s National Cause and Financial Crimes Detection (NCFC) program is highlighting a statement released today by President Biden regarding possible threats to our nation’s cyber security, urging private sector companies to remain vigilant and harden their cyber defenses "immediately" based on "evolving intelligence that the Russian
I as a individual investor should be able to invest in leveraged or inverse funds at my own risk without being tested or regulated. It is up to me to understand and use these types of public securities just like any other public or private investment available.
Eric Scharfe.
I have a private individual broker for my investments because I wanted control over what my money is invested in, stop regulating and controlling free Americans. I think most people are likely to understand risk that are intelligent enough to have an ID that is required to open an account.
Good morning. Thank you for that introduction Louise [Guarneri], and thank you for inviting me to speak this morning.
Dear FINRA,
I've heard and am very concerned about the potential new regulations restricting access to leveraged and inverse mutual funds and ETFs.
It is very important for the US regulators to allow free and fair access to creative investment products in a publicly available format. In fact, there have been many private investment vehicles (hedge funds, private equity, venture capital
I oppose the proposed restrictions on leveraged and inverse funds. I am already an accredited investor and my use of leveraged funds make up only a tiny portion of my net worth. I understand the risks and see no reason to restrict access to these and other products. They are already inherently less risky than other readily available products like options, crypto, certain poorly run private
Just who the heck appointed you to decide what risks I take with my money and my investments? Stand down and let people be free to decide for themselves all things in their private lives and go be a Karen to your neighbors or something. Nuff said, you get the point!
