Less Government Regulation is "always" a good rule!
Please stop changing the rules middle of the action
I oppose the rule to restrict investors right for investment.
the proposed rules are harmful to individual small investors
DO NOT APPROVE FINRA PROPOSED RULE #22-08
SR-FINRA-2008-018 - Proposed Rule Change to Amend Incorporated NYSE Rules to Delete References to Certain Fees and to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Add Fees Charged for the Series 14 and Series 16 Examinations
Do not pass this ABSURD rule #S7-24-15
INFORMATIONAL
Bond Mutual Fund Volatility Ratings
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KEY TOPICS
Advertising/Investment Companies
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Senior Management
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Senior ManagementInstitutionalLegal & ComplianceTrading
Executive Summary
The Securities and Exchange Commission (SEC) is reproposing to adopt Rule 13h-l and Form 13H under the Securities Exchange Act of 1934. Originally published for comment in 1991, the proposed rule establishes a system for identifying large-trader accounts and transactions, and places certain
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Executive Summary
On August 7, 1997, the Securities and Exchange Commission (SEC) approved amendments to the National Association of Securities Dealers, Inc. (NASD®) Code of Procedure setting forth, among other things, general procedures for
