TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, January 5, 1988, the following four issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 3,052:
Symbol*
Company
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CPBI
As an individual who invests in EFTs and other assets using income from a W-2 Job, its very important that I have the freedom to review, research, and pick which products I wish to invest my money. The SEC is constantly making it more difficult to generate good returns for non-accredited investors and this is just another example. Actions like this leave normal citizens like myself out of some of
This proposed rule is yet another misguided attempt to "protect" retail investors, while all it would do is limit retail investors options and increase the public's distrust towards institutional investors. While leveraged funds do experience greater volatility (and in turn risk), they are relatively easy to understand and give retail investors easier exposure to leverage than
AI-based applications offer several potential benefits to both investors and firms, many of which are highlighted in Section II. Potential benefits for investors include enhanced access to customized products and services, lower costs, access to a broader range of products, better customer service, and improved compliance efforts leading to safer markets. Potential benefits for firms include
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, April 21, 1987, 12 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,850. These 12 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
It's a great opportunity for individual investors to inevet their capital in leverage ETF to againt inflation. The regulator should not take this civil right away. It should treat same way for future/commodity market and ETF market. Everyone should be able to acess these two markets in same way.
Vix or UVXY or SQQQ is THE BEST WAY TO CONSERVE MY CAPITAL during a down market like the present market. We not regulators should be able to choose the public investments that are right for myself and my family. Public investments should be available to all of the public, not just the privileged.
Don't do this! Why do you want to restrict free market capitalism? Do you just want to control everything we do? Get a life! The kind of activity you're trying to restrict is the life blood of our economy. The government doesn't have to control everything!
I am an independent, qualified investor with an MBA in Finance from The Wharton School. As an American, I should have the freedom and right to invest MY capital in anything wish. If the government restores my losses (you already tax my gains) then you can tell what I can/can't invest in.
(a) Definitions
The following terms shall, unless the context otherwise requires, have the stated meanings:
(1) Aggregate Exercise Price — The term "aggregate exercise price" means the exercise price of an option contract multiplied by the number of units of the underlying security covered by such option contract.
(2) Call — The term "call" means an option contract under
