The use of leveraged and inverse funds are no riskier than any other investment vehicle. It is all about asset allocation. Leveraged and inverse funds also help to balance and protect my portfolio. As a retail investor, trading options and utilizing leveraged and inverse funds are virtually the only ways to protect my portfolio from market declines or a bear market. This proposed regulation
I believe that I, as an American, can invest my money in any vehicle I deem beneficial. Leveraged and inverse investment options are one of the many ways I choose to protect my capital. This is a direct attack on the individual investor!
Why is the government so interested in what its citizen do with their own hard-earned capital? It is a disgrace we civilians must be held at the will of the government's decisions. Allow us to trade at our own will!
Thank you
The Crowdfunding Offerings: Broker-Dealers and Funding Portals topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
FINRA Requests Comment on Proposal to Require Alternative Trading Systems to Submit Quotation Information Relating to Fixed Income Securities to FINRA for Regulatory Purposes
The FINRA Board of Governors met recently in Washington, and I am pleased to share some updates. The Board approved:
I have traded in Indian stock market for over 5 years, where there is no PDT restrictions such as in US.I have traded in US stock market for over 6 years and the PDT rule has never helped me growing my account. I trade based on technical analysis on a 15m range. Due to PDT rule, I can't exit a profitable position but only to end up with losing money on the position the next day. It doesn
I want to be able to use leveraged an inverse ETFs as a tool to hedge portfolios in volatile markets or invest less capital with leveraged ETFs to gain exposure to a theme. I want to maintain my right to choose from these investments
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2019 and First Quarter of 2020 Report Filing Due Dates: Annual Audit; FOCUS; Form Custody; Supplemental Statement of Income (SSOI); Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (OBS); and Supplemental Inventory Schedule (SIS)
