The FINRA 21-19 filing is a long overdue step in the right direction. However, given the current rules set in place, which allows prime brokerages to give their clients, hedge funds, an ability to essentially circumvent any short position reporting through what they call 'short arranging products' or 'arranged financing programs', the regulations proposed in FINRA 21-19 will
Comment Period Expired: March 31, 2017
I am capable of knowing what the risks are.
These are an important risk management tool I use
Risk. And. Reward. Go. Hand. In. Hand
By Kara Williams and Gargi Sharma
FINRA’s Special Investigations Unit (SIU) anticipates continuing our focus on Russia-related sanctions and evasion tactics, as well as other priority threats such as new account fraud, reporting of cyber-events and cyber-enabled fraud, market manipulation and trading-related frauds and Ponzi schemes. While SIU will focus our investigative resources on these
Hello, It is my risk that I am taking not yours.
experienced investors can take calculated risk
I am understanding the risk and done with conservative approach.
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I can handle the leveraged ETF risks.
