Within reasonable limits, consenting and legally competent adults should be able to invest how they please.
Limiting the general public's access to capital markets and leverage isn't the answer. Sounds like something a banana republic would do.
The restrictions that SEC is trying to impose is going to hinder the ability of common man to be able to use the money the way they want and goes against Capitalism. These restrictions will widen the gap between the rich and the poor. Hope that SEC doesnt proceed with these legislation.
This is America, the Land of the Free, not communist China. Capitalism IS about taking risks, AND about taking responsibility for the results. I am an American adult. I expect to be treated like one. You may be a Democrat, but you are still an American. Please don't forget that.
I want you to know that leveraged and inverse funds are an extremely important part of my investment strategy.
These types of funds help me to find above average returns and dividends on my capital and I use them as a supplement to the bulk of my portfolio.
We do not need less choices as investors we need more, especially short term investments that can help us use a smaller amount of capital to hedge our investments. Keep leveraged and inverse funds. Thank you.
It is not your job to tell us what we cant Invest in on the stock exchange! Leveraged ETFs were created to trade! If I want to put my hard earned capital at risk in a leveraged ETF I have the right to! Its my money!
REQUEST FOR COMMENTSubordination AgreementsComment Period Expires November 26, 2004SUGGESTED ROUTINGKEY TOPICSLegal & ComplianceOperationsSenior ManagementAppendix D to the Net Capital RuleNet CapitalSEC Rule 15c3-1Subordination AgreementsSubordinated LoansExecutive SummaryIn 2002, NASD adopted a requirement that firms submitting subordination agreements to NASD staff for approval provide
Free market capitalism is a bastion of personal liberty. It is what makes the United States of America the greatest nation in history. I do not need protection from freedom. Your time could be better spent in ways to numerous to list - BUZZ OFF!
Summary
In February 2019, FINRA published Regulatory Notice 19-06, launching a retrospective review of Rule 4370 (Business Continuity Plans and Emergency Contact Information) to assess its effectiveness and efficiency (the BCP Rule Review). The COVID-19 pandemic, beginning in early 2020, caused unprecedented regulatory and operational impacts on member firms and other market participants, as
SEC Approves Rule Establishing an Interim Pilot Program on Margin Requirements for Transactions in Credit Default Swaps
