How about margin calls at the start and end of the trading day? Put an end to naked short selling and police the market so it is fair to ALL!!!
Your opinion on FINRA’s proposed limits that may restrict your access to L&I Funds or to disqualify you from trading L&I Funds or other "complex products". I reject the proposed limitations referenced in the above comment
Please dont take away choices from me. I believe inverse trading will be profitable. I know you dont care about me. You only care about lobbying money and big banks. Not surprising.
I do not believe that regulators should make my investment decisions. I use leverage and inverse products as a part of my trading strategies depending on the markets direction. I do not agree that I need to pass a test to invest in these product.
Regulators should not be able to limit the public investment options my family uses to limit our exposure to the volatility of public trading markets. Leveraged and inverse investments are an important tool in helping us to accomplish this goal.
I am a retail trader who has invested in and traded these "complex" and "confusing" instruments for years and have made great money. They are not confusing or complex at all. Stop insulting us and do not impose any further restrictions.
Regulators need to focus their time and energies to stop the other Bill Hwangs out there that are making millions/billions doing illegal trading than us small fish trying to earn a few dollars on Inverse and Leveraged ETFs!
I am an investor and use leveraged and inverse funds in my IRA and taxable accounts. This enables me to hedge and follow my trading targets. I do not need regulators telling me what I can and can't do.
By FINRA Departments of Member Supervision and Enforcement
A call to FINRA’s Senior Helpline resulted in $3.4 million returned to approximately 300 customers.
In 1996, the Santa Rosa Bay Bridge Authority in Milton, Fla. issued bonds to raise capital for the construction of a bridge. Fast forward about 25 years to February 2021: A customer contacted FINRA’s Senior Helpline, concerned that he had
(a) Procedures for Reviewing TransactionsAn Executive Vice President of FINRA's Market Regulation Department or Transparency Services Department, or any officer designated by such Executive Vice President, may, on his or her own motion, review any transaction involving an OTC Equity Security arising out of or reported through a trade reporting system owned or operated by FINRA or FINRA
