Proxy statements are typically sent in the spring, indicating the start of “proxy season”—when most public companies prepare to hold their annual shareholders meetings. The proxy statements provide information relevant to shareholder votes scheduled for those meetings, including board elections, compensation packages, and shareholder proposals.
I personally own triple leveraged funds like tqqq and upro for long term investment. 1) I hope the NetWorth requirement is not set too high. Leveraged fund should not be limited to high NetWorth people only. It's more important to make sure fund operators are well capitalized and have expertise to handle stress scenarios like big down day or prolonged recession.
Regulators should not have the right to impose any regulations on any American citizen that is investing their hard earned dollars into any stock of their choosing that they feel will benefit their future and the future of their family. The government benefits from capital gains taxes imposed on us already. To take away or regulate how we choose to use our money goes against our rights as an
Levered ETFs are a critical part of my investment methodology. They allow me to take advantage of short term trading opportunities, and do not represent core long-term investment holdings. Additionally they generate returns that are meaningful with limited capital, something I can't do without leverage. The current disclosures and warnings provided by brokerages when a trade for a
I've used leveraged funds successfully for many years. They have significantly improved my investment returns while maintaining better capital preservation for investment flexibility. After acquiring years of experience via trading leveraged ETF's I don't want to take on added regulations not do I want to risk losing my right to leveraged trading nor have it limited.
This is terrible. More regulation? Really? These investment strategies allow growth and individuals to compete and obtain long term wealth and gains. Removing the ability to use these is against capitalism and free market for Main Street investors. It stops valid hedging and leveraging long term strategies. Stop the madness! Vote out the bureaucrats! Do not pass this highly unprecedented
I am the only person who should choose how to invest my money. The notion that the US Government has the right or ability to remove personal choice, freedom, and responsibility from our lives is simply wrong and frankly unconstitutional. Capital markets work a lot better than government and I am more than capable of making my own investment choices.
Hi,
I have successfully used leveraged and inverse funds to grow my portfolio over the last 7+ years.
This has been through Rollover IRA , Roth IRA and individual account.
This gives the individual investor the ability to grow their capital at a faster pace and keep abreast with large institutional investors.
Please allow us to be able to invest in these Leveraged and inverse funds.
Taking away our own investment choices and control over our investments is wholly contrary to a free market and is against the founding fathers cardinal rule of Govt interfering with our freedoms. We know the risk. We assume the risk. I study the risks intently before investing. Stop government interference in free market capitalism and our freedoms or the snake will strike
The Reg BI and Form CRS topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
