During the 2007-2009 financial crisis your organization put limits on selling short to protect big banks. I am certain the purpose of this regulation is to limit selling losers once again.
Stop protecting "us" and start regulating "them". Companies have bean playing in your casino for too long.
No to this regualation
I oppose this FINRA regulatory notice because as a retail investor I believe it is unfair to limit access to complex securities that allow other investors like me to build wealth and pursue alternative forms of income. This measure would discourage many from pursuing opportunities that may further develop their quality of life.
Shouldnt be regulating the retail buyers while congress is ripe with insider trading.
As an investor, I belive that it should be up to individual to determine his risk tolerance level and be allowed to use leverage as part of investment strategy, not dictated by regulators
We should be able to have full access to the same investments as big firms do. Keep the playing field even.
I should be expected to be smart enough or dumb enough to choose what I invest in. This is over regulating. Leave it alone.
To Whom It May Concern:
I have invested in TQQQ's and other products for the last 8 years and do not believe that the proposed new regulations are clear cut nor necessary.
I am 72 years of age and have been in and out of the market for decades. I feel that I have had and do have ample resources of knowledge and common sense to continue investing, not speculating, in this market. I
Hi there,
I'd like to say the right for investors to access all investment products is very important. The "complex" financial products seem high risk. But they allows investors to use them to hedge the stock investment. If the common investors are blocked from these "complex" products, they have to exposure all their investment in stock positions. It
I use leveraged and inverse funds to balance out my portfolio. I am tired of the government taking my rights away so I can be protected. I am perfectly capable and do not need a test or any other type of scrutiny in order to invest in these types of funds. I do not want or need regulators to have input in the type of investments I make.