This request for exemptive relief is granted based on the Firm's representation that the individual did not engage in the solicitation of municipal securities business, as defined by MSRB Rule G-37, the imposition by the Firm of extensive Firm-wide information barriers on certain municipal securities business communications, prohibition of, for a specified period of time, the individual's solicitation of new municipal securities business, a Firm commitment to conduct training or re-training for all Firm MFPs and new hire MFPs, including an on-going annual educational effort, a review of existing Firm procedures and the development of necessary enhancements.
Investing is about learning to manage risk. I dont think government should interfere.
I want to choose what I want to invest and I understand the risk of these leveraged and inverse fund.
NO THANK YOU I AM AN ADULT. Just make people aware of the risk
This is the only vehicle I can use to hedge my risk in my IRA.
Inverse investment options are an very important leverage tool to minimize risk
This is nonsense. Regulators should not chose what risk and investment I as an individual take.
access to these funds should not be restricted in any way. their risks are adequately publicized.
The entire investment universe should be made available to anyone accepting the risk
All investments carry risk. This is no different. Accordingly, investors should not be treated differently.
