I'm invested in a few products that I signed onto prior to prototype development. some of them needed the startup capital to build the prototype in the first place. Some only work within a full network of prototypes. Requiring testing limits creativity only to those with significant resources. This negatively affects investors and inventors and undermines prospective small business
To whom it may concern,
I decide how I want to invest my money. I do not want a bureaucrat deciding for me. I've been a stock investor for 50 years and I trade the inverse and leveraged ETF's as a hedge on my portfolio. I understand how the are priced. I really do not need FINRA telling me to take some kind of test.
I want to choose the public investments that are useful and right for me. The investment should be available to all public, not just few with privileged body of people. I should be able to invest anytime not going thru certain brokers, passing tests including cryptocurrency fund as BITO. Cryptocurrency is new way of diversifying my investment for balancing my portfolio.
Summary
FINRA has adopted amendments to its Codes of Arbitration Procedure (Codes) to modify the process relating to requests to expunge customer dispute information in the FINRA Dispute Resolution Services (DRS) arbitration forum. The amendments impose requirements on expungement requests (a) filed by an associated person during an investment-related, customer-initiated arbitration (customer
let us invest and trade, some of us are following newsletters for years. we don't want to now be limited. these investments let us put on a hedge and stay long. don't make us take some test, it is too limiting. free country to learn and invest and we want different ways to balance everything out
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST! I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me - nor does anyone else.
I should be able to choose the public investments that are right for you and your family. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you.
An individual not regulators should be able to choose the public investments that are right for himself and his family. I shouldn't have to go through any special process, like passing a test, before I can invest in public securities, such as leveraged and inverse funds. Leveraged and inverse funds are important to my investment strategies. Please, Do Not allow this proposed change.
Investors should not be vented with personal investment decisions. The prospectus outlines all extra risks and no one should be tested or censored by anyone if a decision to invest personally. I have a right to do what I want with my own money. Regulators should not harass investors with rules about purchases in leverage/geared investments and pay more attention to crypto?
Leverage ETFs provide efficient use of capital for small investors without much access to capital. Investor should be allowed to invest in security of their choice without interference of regulators. There should not be a special securities test for investing in any security. Leverage security help small investor hedge portfolio without high cost futures account.
