SUGGESTED ROUTING*
MunicipalOperationsSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates/settlement dates below reflects the observance by the financial community of Veteran's Day and Thanksgiving Day.
On Friday, November 11, the NASDAQ System and the exchange markets will be open for trading. But, it will not be
Transitioning to a 1 minute reporting time frame would make it more expensive for clients and make it harder for small firms like us to truly obtain best execution as we would be limited to only trading through our clearing firm. It’s a horrible idea and needs to be eliminated.
I am capable of reading a prospectus that notes risks and I have the ability to accept or reject those risks. Abusing the rights of small traders is not a way to improve the markets. I suggest that you direct your efforts toward the Big Five and their trading abuses.
I only own one of the ProShares leveraged funds -- AGQ. It is less than 1% of the total value of that portfolio and is used primarily as a hedge and is at most a very minimal speculation. I oppose any regulations that would disallow my ability to trade this type of security.
SEC Approves Amendments to Require Firms to Add a No-Remuneration Indicator in TRACE Trade Report
I like leverage funds . It gives us opportunity for huge returns. In every investment they are risks . But with calculated risk we get opportunity for huge returns. Please allows us to invest in these funds as it is now. Please dont restrict trading these funds.
Banning traders from buying or trading these ETF's while they are already holding them would cause catastrophic damage to most traders who are currently in positions they cannot exit. This is something that needs MUCH more time to be considered a good plan.
This poses a serious threat to market fairness. A retail trader or investor should have the right and freedom to choose any product that suits their trading strategy. We know what a leveraged fund is. Furthermore, if passed, liquidity would be severely affected.
Following are FAQs about FINRA’s research conflicts of interest rules.
It is a bad time to disallow leveraged ETF trade for regular traders. The market has dropped a lot this year, and we already lost a lot of money. We need to use leveraged ETF to regain those money when the market recovers.
