I don't want to take any more tests since I studied for my Ph.D. in applied mathematics. However, I do believe leveraged and inverse funds should reveal their advantages and disadvantages.
I use leveraged and inverse funds under certain circumstances. For instance, Im long TBT because it's designed to go up twice as fast as the 20-year treasury bond price goes down. I believe
Finra, you should investigate big hedge fund who are manipulating the market rather than going after small guy. People know what they doing when they invest in leveraged funds. There are clear warnings from broker. These securities do not pose any significant risk to the market. In fact, these securities are the safest way to express bull or bear interest in particular sector or broad market.
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The Securities and Exchange Commission's (SEC) Regulation M, which regulates the market
I would like to suggest taking power out of your own hands as self regulators. SROs are inherently corrupt and there is no way around apply a significant punishment to you pursuing your personal interests if it also you to police yourselves. Seems to me as thought Pharmaceutical industries are not the FDA, and you are supposed to be the ones protecting yourselves from stealing the money you are
To All elected officials-
Investing in funds that I believe is in my best interest is very important for me. Please do not tie my hands on my money that I worked very hard for. My investments are my business. This is a free country that I fought for. Lets make sure it stays that way. This needs to be treated like any other stock. All investors know that all stocks are a risk. To make it clear
It’s sad to see laws being broken and nothing being done to bring justice to the people being taken for granted and used. Billionaires should not be allowed to get away with this kind of nonsense theft. Where is the rule of law? Allowing this type of theft is slowly unraveling our society and has very dangerous implications. Companies are going bankrupt due to companies like citadel shorting
I do not support regulators imposing unnecessary burdens on investors that limit our ability to access publicly traded securities. This is a push from special interests to drive business to them and limit the ability of individuals to make investments as they see fit. Leveraged ETFs are a small part of my portfolio and are used to enhance returns. I am fully aware of the risks of the compounding
TO: All NASD Members and Other Interested Persons
LAST DATE FOR COMMENT: APRIL 28, 1986
The National Association of Securities Dealers, Inc. (NASD), is requesting comments on a proposed amendment that would provide limited exemptions for certain persons purchasing securities in connection with the conversion to stock ownership of mutual savings and loan associations, savings banks and certain
I am opposed to adoption of Rule #22-08. I am not a big time investor, but I invest consistently and I think wisely using Proshares leveraged ETFs among others. I understand the long term risk of investing in these ETFs and usually do so for the very short term, I believe my participation makes for a more liquid market which I believe is the reason this country operates a capitalistic system, In
In the securities world today, there is little daylight between money laundering and fraud. On this episode, we learn how FINRA’s Special Investigations Unit works to detect and investigate cases of illicit finance and market abuse, as well as how they proactively identify and mitigate threats.
