SEC Approves Amendments to Equity Trade Reporting and OATS Rules
NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to make technical, non-substantive changes to certain NASD rules previously approved by the Commission in SR-NASD-2006-055 that were amended by SR-NASD-2005-087, which became effective August 1, 2006.
Proposed Rule Change to Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit
SEC Approves OATS Amendments to Require Identification of Non-FINRA Member Broker-Dealers
Don't you dare take this right away from investors. If this rule passes I'm pulling everything out of the market.
I oppose SEC Proposed Rule #S7-24-15. I have the right to choose the public investments that are right for me and my family
I am opposed to your proposed limitations on my ability to purchase and sell investments. Your proposed rule should not be implemented.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7620A to eliminate the per-transaction fee for late reports and corrective transactions that is currently imposed on non-Retail Participants that use the FINRA/Nasdaq Trade Reporting Facility Carteret (the “FINRA/Nasdaq
Financial Industry Regulatory Authority, Inc. is filing with the Securities and Exchange Commission a proposed rule change to repeal NASD Rule 1130 and incorporated NYSE Rules 405A, 440F, 440G and 477 as part of the process of developing the consolidated FINRA rulebook.
Proposed Rule Change to Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
