TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, July 15, 1986, 33 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,457. These 33 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
Do not restrict my personal right to choose which investments I place my capital in. My rights to Liberty and the Pursuit of Happiness carry with it the freedom to choose as I see fit and accept the responsibility of the consequences of those choices. Restricting certain investments to the wealthy and connected elite of our country will only exacerbate the income gap. I use these leveraged funds
This is nothing more than economic discrimination, reserving the capital appreciation potential of leveraged instruments exclusively to the wealthiest investors. This is a free market, so let's keep it that way.
I am self-educated through independent research analysts and practical experience and accept full responsibility for the outcome of my investing activities. Please don't
Dear Madam/Sir,
Restricting the participation of investors is longer a viable,wise or justifiable as we are experiencing the greatest participation in the history of the markets. Along with this participation we are seeing the knowledge base of the small investor increase exponentially. This is exactly what we need, can only happen organically and will lead to more stable and liquid markets where
Hi,
There are people who are middle class who know what leverage and inverse products do and how they work. why is it that every regulation which provides an advantage has to do with networth? Just because someone is rich does not mean they know better than normal people. There needs to be more education in terms of how the information on these funds are presented. This is why 2 entire
I am shocked to hear that the regulators are considering restrictions to leveraged funds. Leveraged funds are significantly safer compared to option trades and outright shorting. For example, I use TQQQ to go long and SQQQ to go short NASDAQ, instead of outright shorting NDX. Imagine amount of capital required by small investor who wants to short NDX - or QQQ for that matter - there is no better
SUGGESTED ROUTING
Senior Management
Legal & Compliance
National Association of Securities Dealers, Inc. Notice Of Nominees
The Annual Meeting of members of the National Association of Securities Dealers, Inc. (NASD®) will be held on December 21, 1998. A notice of meeting, including the precise date, time, and location of the Annual Meeting, will follow on or about
I am taking this opportunity to respond to your potential limitation to using leveraged ETF's. I am a big boy and want to have the ability to use leveraged ETF's. Why is that any different than using margin with stocks. I also understand the contango component of leveraged ETF's. There was a study done by Barron's a few years ago and several leveraged ETF
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Operations
Systems
Trading
As of June 24, 1998, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®).
Symbol
Name
Coupon
Maturity
ABAG.GA
Safety Componets Intl Inc
10.125
07/15/07
ALGX.GA
Allegiance Telecom Inc
11.750
02/15/08
AMH.
2017 and First Quarter of 2018 Report Filing Due Dates: Annual Audit; FOCUS; Form Custody; Supplemental Statement of Income (SSOI); Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (OBS); and Supplemental Inventory Schedule (SIS)
