Its my money and you have no right to tell me what I can or can not do with it. A far better us of your time would be reigning in the grossly abusive insider trading that is happening by government officials instead of going after retail investors.
In my opinion, leveraged and inverse funds are much more straight-forward than options. It's a trading strategy that I feel makes a lot of sense and should remain an option.
All investors understand that these funds are investing in options in the associated index and that there will be decay over time.
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The purpose of this Special Notice to Members is to inform
(a) Procedures for Reviewing Transactions
(1) An Executive Vice President of FINRA's Market Regulation Department or Transparency Services Department, or any officer designated by such Executive Vice President (FINRA officer), may, on his or her own motion, review any over-the-counter transaction involving an exchange-listed security arising out of or reported through a trade reporting
(a) Procedures for Reviewing Transactions
(1) An Executive Vice President of FINRA's Market Regulation Department or Transparency Services Department, or any officer designated by such Executive Vice President (FINRA officer), may, on his or her own motion, review any over-the-counter transaction involving an exchange-listed security arising out of or reported through a trade reporting
Trading should be done in the light. The markets need transparency. There is so much manipulation in the darkness that confidence in the market suffers. Penalties should be a deterrent rather than just a cost of doing business.
I would like more transparency in regards to short interest and naked shorting of stocks. Trading is rigged against retail investors and all I want to see is a level playing field. Thank you.
We need a fair and transparent market! Naked shorting has to STOP! The market is heavy manipulated. The SEC NEEDS TO DO THIER JOB. Dark pool trading is unfair. Thank you.
Dear FINRA,
I am having a difficult time understanding why you may want to regulate complex investments. Ive been a stock and ETF investors for years. A core part of my investment strategy is the use of Leveraged and Inverse ETFs.
I prefer these instruments over options as options 1) have expiration dates, 2) are manipulated with changing spreads based on volatility and lastly 3) are more
I am an individual investor that holds shares of ticker TQQQ and ticker UPRO. I am fully aware of the risks of these 3x leveraged funds, particularly the risk of how 3x daily negative returns can compound during bear markets and lead to quick losses when holding these funds. I am also fully aware of what a powerful tool these ETFs are in building wealth when used correctly as a part of a greater
