For the period of 5/1/2025 through 5/31/2025AASPIDA FINANCIALASPIDA FINANCIAL DISTRIBUTORS, LLC2327 ENGLERT DR., DURHAM, NC 27713MAILING ADDRESS: ENGLERT DR, 2327, DURHAM, NC 27713ADMITTEDBBCS GLOBAL MARKEBCS GLOBAL MARKETSNAME CHANGED TO: THE ULTIMA GLOBAL MARKETS (USA), INC.BCS GLOBAL MARKETHE ULTIMA GLOBAL MARKETS (USA), INC.NEW NAME OF: BCS GLOBAL MARKETSBSG SECURITIES,BSG SECURITIES, LLC1000
FAIRMOUNT PARTNERS LP555 EAST LANCASTER AVENUE, SUITE 640, RADNOR, PA 19087FAIRPORT CAPITAL, INC.9141 E. HIDDEN SPUR TRAIL, SCOTTSDALE, AZ 85255FAIRVIEW SECURITIES, INC.154 LONG LOTS ROAD, WESTPORT, CT 06880FALCON SQUARE CAPITAL, LLC3701 LAKE BOONE TRAIL, SUITE 100, RALEIGH, NC 27607FALLBROOK CAPITAL SECURITIES CORP.26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302FALLS BRIDGE SECURITIES, LLC32 N
The Regional committees advise FINRA on industry trends of regulatory concern, provide input on the impact of FINRA’s regulatory programs and communicate high-level information regarding meeting discussions to their constituents. Additionally, committee members serve as panelists in FINRA disciplinary proceedings. The committees are organized into the following regions: West (Districts 1, 2 and 3); Midwest (Districts 4 and 8); South (Districts 5, 6 and 7); North (Districts 9 and 11); and New York (District 10).
W CAMPION CAPITAL LLC3401 N MIAMI AVENUE, SUITE 230, MIAMI, FL 33127W G SECURITIES, LLC1764 LITCHFIELD TURNPIKE, SUITE 250, WOODBRIDGE, CT 06525W&S BROKERAGE SERVICES, INC.400 BROADWAY, CINCINNATI, OH 45202Mailing Address: 400 BROADWAY, MS-03, CINCINNATI, OH 45202W.G. NIELSEN & CO.3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209WACHTEL & CO., INC.1701 K
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VALDES & MORENO, INC.819 MAIN STREET, ROOM 304, PARKVILLE, MO 64152VALIC FINANCIAL ADVISORS, INC.2919 ALLEN PARKWAY, L3-20, HOUSTON, TX 77019-2158VALIDATE CAPITAL MARKETS, LLC505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022VALKYRIE EQUITIES CORPORATION14455 WEBB CHAPEL ROAD, SUITE 201, DALLAS, TX 75234VALLEY FINANCIAL MANAGEMENT, INC.350 MADISON AVE., 4TH FLOOR, COMPLIANCE DEPARTMENT, NEW
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, October 20, 1987, the following 10 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 3,077:
Symbol*
Company
Location
CNTX
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, November 3, 1987, the following 15 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 3,087:
Symbol*
Company
Location
BMED
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, August 5, 1986, 52 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,505. These 52 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, May 19, 1987, 21 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,893. These 21 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
