Please dont think that buy limiting the trading of leveraged ETFs , the public will be safe.
Driving cars kills thousands, but we dont outlaw cars, we make them saw safe as possible. Please do the same with these. Thank you.
Benjamin Eide
Fidelity will not allow you to trade in all of the above unless you sign an statement stating that you are a sophisticated investor .I think even buffet is not a sophisticated . Even ETFs that are in your account cannot be purchased again without the signed statement good move FINRA
Violations That Generally Are Not Subject to Censure When Monetary Sanctions of $7,000 or Less Are Imposed
Quality of Markets Violations
• ACT Violations—FINRA Rules 7210A–7280A, 7310–7380 and 7110B–7170B
• Backing Away
• Best Execution and Interpositioning
• Confirmation of Transactions (SEC
This data provides comprehensive information for corporate and agency bonds that traded within the past 10 years. Corporate and agency bonds are investor loans to corporations or government-sponsored enterprises other than U.S. Treasury. Learn more about corporate and agency bonds and other bond types.Fixed income data is compiled from multiple sources, including but not limited
This data provides comprehensive information for asset-backed securities (ABSs) that traded within the past 10 years. An ABS offers returns based on the repayment of debt owed by a pool of consumers. Learn more about ABSs and other bond types.Fixed Income data is compiled from multiple sources, including but not limited to TRACE, Refinitiv, S&P, Moody’s, and Black Knight Technologies.
Regulators should not be able to dictate the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. Instead of finding ways to hinder the average investor, get together with other government agencies to stop insider trading by congress.
Please continue to let the small retail investors trying to build their retirement funds when the markets begin to fall, continue to trade inverse and multi-leveraged funds. IRA accounts are not allowed to short stocks and can't get margin for shorting so when markets go down so fast and stops are not always in place, we become "bag holders" in many good company stocks but because
TO: All NASD Members and Municipal Securities Bank Dealers
FROM: All Operations Personnel
"Regular-Way" transactions made on Monday, October 10, Columbus Day and the days immediately preceding this day will be subject to the settlement date schedule listed below. The purpose of this schedule is to provide uniformity since, while the NASDAQ System and other securities markets will be
How many people have been hurt trading SCO? What problem are you fixing? People assume risk every day in the market. If you think the risk is too high, then restrict access. Else, let folks buy and sell the asset.
Its my money and you have no right to tell me what I can or can not do with it. A far better us of your time would be reigning in the grossly abusive insider trading that is happening by government officials instead of going after retail investors.
