Central bankers and government deficit spending have created once unimaginable asset bubbles, risk, and volatility.
To navigate these treacherous conditions, you need to have advanced tools and investments, and leveraged and inverse ETFs are part of that toolkit.
These investments are an important part of managing risk for a small investor like myself. I'm able to deploy a smaller
I use double and triple leveraged long and short index funds as one of multiple tools to implement my investment objectives. I invest a small percentage of my investment portfolio in leveraged assets. These leveraged investments achieve a small dumbbell portfolio distribution in what is predominantly a conservative porfolio.
I am a high net worth investor and require special permission to
To Regulators,
Restricting investments to people who do not meet your income or asset requirements is again a way to try to control the average retail investor. Just because you think you are doing something good by preventing average investors for making risking decisions that may or may not result in profitable outcomes does not mean you are doing something that is right. Adults should be
Investing in leveraged and inverse funds should be available to anyone regardless of net worth, special approvals, "cooling off" periods, or broker approvals - however, I am in favor of people having to sign off on disclosures to ensure investors are aware of the greater risk some of these assets pose. While you can lose money in any investment, the fact that your exposure can
I am president of Liberty Capital Investment. We are a small BD with 5 reps. We often buy bonds from 3rd party vendors. We find our clients can get prices by using an outside vendor like Muni Center versus buying from out correspondent inventory. Filling these orders often takes 10 to fifteen minutes to report. In the interest of best client price I remain firmly in favor of keeping the 15 minute
SEC Approves Consolidated FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or“ Commission”) a proposed rule change to amend FINRA Rule 6860 (Time Stamps) of FINRA’s compliance rule (“CAT Compliance Rule”) regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) to be consistent with the exemptive
Nominees for the District Committees and District Nominating Committees
Industry Governor (Small Firm Representative)Chief Operations/Compliance Officer, Herold & Lantern Investments, Inc.Governor Since 2020Committees: Finance, Operations & Technology Committee, Nominating & Governance Committee, Regulatory Policy CommitteeProfessional ExperienceChief Operations/Compliance Officer, Herold & Lantern Investments (1993 – present)FINRA
Anyone who wants to invest should be able to. High risk investments are already limited at brokerage firms, example if you wanted to invest in certain option contracts brokerage firms will require a specific amount of capital in your account or you have to be eligible to invest using margin. Firms already are doing this to protect their risks so this would be unnecessary. Average investors should
