I oppose restrictions to my right to invest. I should not be limited in the investment opportunities I can capitalize on to build wealth. This regulation isn't for protection or guidance; it's to deny people of lower net worths, lower classes, and less privilege access to build wealth. The United States prides itself as a country where people can build themselves up, but
Proposed Rule Change to Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook
Do not restrict my personal right to choose which investments I place my capital in. My rights to Liberty and the Pursuit of Happiness carry with it the freedom to choose as I see fit and accept the responsibility of the consequences of those choices. Restricting certain investments to the wealthy and connected elite of our country will only exacerbate the income gap. I use these leveraged funds
This is nothing more than economic discrimination, reserving the capital appreciation potential of leveraged instruments exclusively to the wealthiest investors. This is a free market, so let's keep it that way.
I am self-educated through independent research analysts and practical experience and accept full responsibility for the outcome of my investing activities. Please don't
Dear Madam/Sir,
Restricting the participation of investors is longer a viable,wise or justifiable as we are experiencing the greatest participation in the history of the markets. Along with this participation we are seeing the knowledge base of the small investor increase exponentially. This is exactly what we need, can only happen organically and will lead to more stable and liquid markets where
Hi,
There are people who are middle class who know what leverage and inverse products do and how they work. why is it that every regulation which provides an advantage has to do with networth? Just because someone is rich does not mean they know better than normal people. There needs to be more education in terms of how the information on these funds are presented. This is why 2 entire
I am shocked to hear that the regulators are considering restrictions to leveraged funds. Leveraged funds are significantly safer compared to option trades and outright shorting. For example, I use TQQQ to go long and SQQQ to go short NASDAQ, instead of outright shorting NDX. Imagine amount of capital required by small investor who wants to short NDX - or QQQ for that matter - there is no better
SEC Approves Consolidated FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
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Executive Summary
Effective January 1, 1999, the maximum Small Order Execution SystemSM (SOESSM) order sizes for 476 Nasdaq National Market® (NNM) securities will be revised in accordance with National Association of Securities Dealers, Inc. (NASD®) Rule 4710(g).
For more information, please contact
SEC Approves Amendments to TRACE Rules and Dissemination Protocols to Disseminate Rule 144A Transactions in TRACE-Eligible Securities and Related Fees
