(a) The term "Clearing Broker-Dealer" or "Clearing Broker" shall mean the member firm that has been identified in the System as principal for clearing and settling a trade, whether for its own account or for a correspondent firm.
(b) The term "Correspondent Executing Broker-Dealer" or "Correspondent Executing Broker" shall mean the member firm that has
Proposed Rule Change to Amend the Customer And Industry Codes to Expedite List Selection in Arbitration
I should be able to choose any investments that I feel are good for me and my familys financial future without having to go through any special processes, testing and/or approvals from others. I have being using leverage and inverse funds to my advantage especially during very volatile markets. I have been using them to my benefit now since 2018. I presently use these funds and this is an
As an experienced investor and trader I strongly oppose any regulations restricting my ability to freely choose my investing / trading instruments, which include leveraged and inverse funds and etfs, which I use frequently as in important component of my overall investing strategy. I should not have to go through some special process like passing a test before I'm given "permission
I do not support SEC Proposed Rule S7-24-15. I should have the right to determine what public investments are right for me without going thru a special process like passing a test. I am capable understanding the risks involved with these securities. Leverage and inverse funds are an important to my investment strategies. I use them to hedge and seek higher returns as a limited portion of my
I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I am fully capable of understanding leveraged and inverse funds and their risks. I would like to tell regulators that I do not need these measures imposed on you. My leveraged and inverse funds are important to my investment strategies and help
You shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. Explain that you are capable of understanding leveraged and inverse funds and their risks. Tell regulators you do not need these measures imposed on you. Myself, Not people that impose and regulate should have the right to choose what to
We not regulators should be able to choose the public investments that are right for us and our family. Public investments should be available to all of the public, not just the privileged. We shouldn't have to go through any special process like passing a test before we can invest in public securities, like leveraged and inverse funds. Everybody is capable of understanding leveraged and
This is government Over-Reach Constitutionally guaranteed freedoms require: I must be able to choose the legal public investments for myself and your family. These public investments must be available to all of the public, not only the privileged. Any special process or test required before investing in public securities violates guaranteed freedoms of speech and association and is only intended
