SUGGESTED ROUTING*
Internal AuditLegal & ComplianceMunicipalOperationsSyndicateSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Columbus Day, Monday, October 8, 1990. On this day, the NASDAQ system and the exchange markets will be
An ADF Trading Center shall be open for business as of 9:30 a.m. Eastern Time and shall close no earlier than 4:00 p.m. Eastern Time. An ADF Trading Center may be open for business on a voluntary basis for any period of time between 8:00 a.m. Eastern Time and 9:30 a.m. Eastern Time or between 4:00 p.m. Eastern Time and 6:30 p.m. Eastern Time. An ADF Trading Center whose quotes are open before 9:
Dear FINRA I WISH TO RETAIN MY RIGHTS TO FREELY TRADE ALL TYPES OF STRATEGIES, WITHOUT ANY FINRA INCUMBERANCES. Please not add restrictions of any kind that would do so. If you must provide protection it should only be provided on a OPT-IN basis. Thank you
SUGGESTED ROUTING*
Internal AuditLegal & ComplianceMunicipalOperationsSyndicateSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Columbus Day, Monday, October 9, 1989. On this day, the NASDAQ System and the exchange markets will be
SEC Approves Increase in the TAF Rate for Sales of Covered Equity Securities
I would lose everything and just about anything I have invested in for quite some time and I know others that would be devastated just based on the years they have on even my investments in leverage and inverse trading I here by petition against on this regulation the risk can be viewed as plenty of regulation
IMPORTANT
Officers * Partners * Proprietors Operations and P&S Department Managers
TO: ALL NASD Members
In its Notice to Members 84-55 dated October 15, 1984, the Association announced plans to implement a NASDAQ Equity Audit Trail and detailed the seven phases to be followed for completion of the plan. As described in that notice, Phase I involves the collection of additional
Regulators should not be able to dictate which investments are right for us. Public investments should be available to all of the public. Leveraged funds are used in our trading not as a buy and hold, but as an option strategy. They help provide enhanced returns. Restrictions on our right to invest should not be put in place.
Allow poor people struggling to make ends meet to freely trade Crypto without being taxed again. This help will go a long way to wage war against joblessness , daily crimes ; decongest prison & promote safe society. Allow the poor to survive & live better .
There are already additional notices and annual agreements that must be acknowledged when trading in these type of securities. Just because these securities are deemed risky by an arbitrary standard, doesn't mean they should be restricted. There are a number of other investments available to the public that are much more risky than leveraged and inverse ETF's.
