Who [REDACTED] is the government when it comes to an individual who wants to spend his or her money. If a person is able to buy stock they should be able to make their own choices and decisions. Where does the government get off making decisions for the people. The government is a big woke joke. They have gotten the taxpayers into more problems then they know how to get out of. The government
FINRA:
Save-the-Max Calculator
Required Minimum Distribution Calculator
Annual Contribution Limits
Investor Insights: 5 Tips for Automatic Retirement Plan Investing
Investor Insights: The Beginner’s Guide to 401(k)s
Department of Labor:
A Look at 401(k) Fees
What You Should Know About Your Retirement Plan
IRS:
Retirement Plans
SEC:
Employment to
I do not plan to invest in either leveraged or inverse funds, but I don't feel you should restrict my ability to do so should my investment plans change.
It’s tempting to put off until tomorrow some of the important decisions about what happens to your retirement assets when you die. But it pays to plan ahead, especially for accounts that aren’t transferred by will or trust. Start here: Make sure there are designated beneficiaries for any retirement savings plans and pensions you own or may be entitled to.
The staff granted an exemption from FINRA Rule 5131(b) with respect to purchases of “new issues” by the National Railroad Retirement Investment Trust.
As a not-for-profit membership organization, we are committed to transparency and engagement with our members regarding our finances. Accordingly, we want to update you on FINRA’s plans over the next several years for funding our mission of protecting investors and promoting market integrity in a manner that facilitates vibrant capital markets.
SEC Approves Rules Requiring Members to Create Business Continuity Plans and Provide Emergency Contact Information
The use of leveraged and inverse funds allows investors like myself to easily create planned hedges on various sectors of the markets. Removing or hindering use of these funds would limit individuals planning to use these in their investment mix.
Summary
Member firms often encourage registered representatives to have succession plans in place to plan for expected or unexpected life events. Succession planning can benefit customers, member firms and registered representatives. This Notice discusses these benefits, as well as common types of succession plans. This Notice also provides an overview of related FINRA rules and administrative
The FINRA plan opposes my right to decide which public equities, bonds and funds to buy and is giving regulators that power over me.
I oppose the FINRA plan and want to maintain me current freedom to invest in securities that I choose.
