Wire Transfer Of Corporate Financing Fees
The Corporate Financing Department of NASD Regulation, Inc. (NASD RegulationSM) will now accept the payment of the Corporate Financing filingfee by wire transfer. (The Department will continue to accept checks or money orders, too.) To obtain the necessary information for wire transfers, please contact the Compliance Unit of the Corporate Financing
I came from a communist country, which limited all my freedom in every sense. I chose to come to the United States due to the fact that citizens have the right to different types of freedom, including investment freedom. I want to maintain the freedom to buy and/or sell, choose an occupation, compete, and make a profit. Therefore, I want to continue freely investing in public securities of my
United States citizens are the creators and the product of the democratic systems they make. That's a high responsibility, and one which many American are ill-equipped to make. That doesn't mean they ought to lose it. Likewise in finance, regulators ought to take reasonable action to protect Americans, but Americans are ultimately individually responsible to themselves, their
A free and fair public market is critical to the economic and social survival of our country. In the United States, all Americans are free to choose which investments we wish to take part in. Independence and self reliance are the foundational principles of which makes America the greatest country on Earth. Leveraged equities are an incredibly powerful tool which even casual retail investors can
I am diametrically opposed to the financial liberty restrictions being proposed. It is abhorrent that such things would even be considered in the United States of America. Free enterprise is the bedrock of our world leadership across the board. It is the height of elitist distain for the common man to deny access to financial instruments while reserving access to the wealthy who can afford the
Leveraged and inverse ETFs are critically important hedging instruments for managing risk in cost-effective ways. Stripping individuals of the right to freely use and learn about these tools risks creating a market where valuation becomes disconnected from price (as the bets are less precise and more homogenous), and the market loses the ability to differentiate between successful and
SEC Approves Amendments to FINRA Rule 4210 (Margin Requirements)
The Cyber and Analytics Unit (CAU) within FINRA’s National Cause and Financial Crimes Detection (NCFC) program would like to highlight an alert issued by the Cybersecurity & Infrastructure Security Agency (CISA) on April 20, 2022.
The last time I checked, I was still living in the UNITED STATES of AMERICA ! I have the right to trade in investments of MY choice. I have studied extensively on many forms of investments, such as options, futures, stocks
and ETF's. I am fully aware of the risks that go with leveraged and inverse funds, options , stocks, and futures. I do not need a regulator telling me what I can and
