Corporate mergers and acquisitions can have a significant impact on the value of stock held by investors. But apart from the potential for sudden price changes for impacted shares, what else do investors need to know about mergers and acquisitions?
SUGGESTED ROUTING*
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Mutual Fund
Research
Syndicate
Systems
Trading
Training
*These are suggested departments only. Others may be appropriate for your
FINRA Requests Comment on Proposed New Rule Governing Outside Business Activities and Private Securities Transactions
FINRA Regulators,
I vehemently oppose limitations on my ability to buy or sell leveraged and inverse funds. You should not restrict or prohibit a private person's ability to invest and to make personal financial decisions.These funds help me hedge my investments against inflationary risks. I, not you sirs, should be able to make my own financial decisions. I do not interfere in your
You shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. Explain that you are capable of understanding leveraged and inverse funds and their risks. Tell regulators you do not need these measures imposed on you. Myself, Not people that impose and regulate should have the right to choose what to
I am disagreeing with the concern and motion put forward to regulate ETF products with leverage and inverse properties. As an investor, I am capable of making an informed decision in regards to the risk I am willing to take on with my investments and therefore do not agree with the proposal to restrict these financial products to those with FINRA authorization or special knowledge. If there is an
March 2011 Supplement to the Options Disclosure Document
I am a private investor, I should be able to choose the public investments that are right for me and family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I have taken several investment courses; I am
This being the United States it's still the land of the free. Each adult of sound mind deserves to educate themselves and have access to ALL investment vehicles. Even those investment vehicles that regulators or other individuals with a different risk profile would deem too risky or inappropriate.
Each person must make their own assessment of risk and whether that level of risk is
Investors not regulators – should be able to choose the public investments that are right for you and your family.
Public investments should be available to all of the public,not just the privileged.
You shouldn't have to go through any special process like passing a test before you can invest in public securities. We are aware of our own risks and it continues to baffle me and others
