Please help restore faith and integrity to a damaged, corrupt, and dishonest market where large firms cripple the domestic and foreign investor thru clandestine operations of misinformation. WE NEED TO HAVE VERY SPECIFIC AND HONEST REPORTING OF SHORT POSITIONS. WE NEED BLOCKCHAIN TECHNOLOGY TO BRING BACK CLARITY! THIS IS A MUDDLED POND OF FILTH AND DISHONESTY. My Grandfather did not fight in
FINRA is examining firms’ offering of, and services provided to, Special Purpose Acquisition Companies (“SPACs”) and their affiliates (e.g., sponsors, principal stockholders, board members, and related parties). Unless otherwise noted, the relevant period for each request is July 1, 2018, through September 30, 2021 (the “Relevant Period”). In addition, if your response varies over the Relevant Period, please explain the differences in your response.
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Firm Short Positions and Fails-to-Receive in Municipal Securities NEW FOR 2022
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Purposefully creating synthetic shares of a security for the purpose of naked short selling to manipulate the market price for the security should be a felony. Not a crime that gets a fine, but a send-you-to-prison FELONY! There is absolutely no reason why this should be allowed to continue. It never should have been allowed in the first place. How can a market be free and fair when large traders
Dear Finra, My name is Kevin, as a retail investor the only thing I personally request in behalf of all retail traders is a fair market. Meaning no manipulation of stocks, naked short selling of stocks that are not even of existence. I have come to realize that none of these illegal practices are being taken in to consideration as far as correction. Hedge funds have been doing this for years and
Do your job! The daily market manipulation is right in front of your eyes. Naked shorting, FTD's, bs news articles paid for by HF's. We don't need to explain it to you. You are asking, because you already know the problem and just want to pretend you are trying to fix it. You are allowing fraudulent activity within and around the market to happen, and you just turn and face the
I have watched the market manipulation since March on this stock. Putting on sell pressure by posting large sell orders and them disappear when they outcome is what they are wanting in the buys side. They are playing with our hard earned money and the playing field is skewed. Orders not being filled and platforms rejecting orders that match the same orders from short sellers. Enough is enough.
Reminder to NASD Members - Transactions with NASD and American Stock Exchange Employees
NASD members who carry brokerage accounts for NASD, NASDAQ, or American Stock Exchange employees are reminded of the need to promptly implement employees' instructions calling for duplicate statements to be provided to NASD. This requirement is set forth in NASD Rule 3090(a), which provides that "[w
Corporate mergers and acquisitions can have a significant impact on the value of stock held by investors. But apart from the potential for sudden price changes for impacted shares, what else do investors need to know about mergers and acquisitions?
Please consider my comments on FINRA Regulatory Notice #22-08. Leveraged funds provided on the open market (such as TQQQ, and SQQQ as a short vehicle) provide an equal opportunity for all investors to participate in returns for profitable investments without needing to understand and be involved with complexities of option trades. In an open and free market, such investment vehicles should be
