Please dont limit the fund options available to workers who lack a defined benefit retirement plan to self-fund our retirement through inverse or leveraged investments held in defined contribution retirement plans. I oppose potential regulation of complex investment held in tax-deferred qualified retirement accounts. Thank you.
January 1999
Contingency Planning
Although most businesses are working diligently to ensure that their Year 2000-related issues will be resolved in time, everyone must anticipate that some things will be overlooked, ignored, or not completed on or before December 31, 1999. In addition, businesses must realize that there are things beyond their control that could impact various entities in 2000
FINRA invites member firms that participate, or plan to participate, in the security-based swap (SBS) market to provide views and information with regard to broker-dealer SBS activities, including the application of FINRA rules to those activities. Any other interested party is also invited to submit views and information. FINRA welcomes views and information on all aspects of SBS activity,
I have been investing in leveraged funds for many years and have been doing just fine. I should not have to go through any extra steps than I all-ready do when I research what I'm investing in and how I plan my portfolio. Regulating these funds would be detrimental to the future of my retirement plan.
Greetings,
I run a systematic quarterly rebalancing plan that is powered by leveraged ETFs. I know what I am doing, understand the risks (and benefits), and as such, the proper use of these leveraged products is a key part of my financial plan.
These funds are important to my plan; they improve my performance over the long haul. I am not engaged in reckless trading. I understand the effect of
I object strongly to this plan to limit my freedom to invest how I choose. I have many years of experience in options and leveraged ETF trading and make my living doing so. Leveraged funds are very important to me and my trading strategy. I am completely against this potential plan and request it be terminated from consideration.
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response. Once I figure out how to get the money that it's invested I can plan to put the money where it belongs I'm planning on prospering the world not just myself God bless you
Distributed Denial of Service (DDoS) Attacks on Member Firms
As a not-for-profit membership organization, we are committed to transparency and engagement with our members regarding our finances. Accordingly, we want to update you on FINRA’s plans over the next several years for funding our mission of protecting investors and promoting market integrity in a manner that facilitates vibrant capital markets.
I have been using leveraged funds since inception. I have a methodology for investing using charting and QLD and others are the best vehicle for executing my plan. If these funds are removed, then my successful plan for investing for nearly 20 years will not be feasible.
Please protect the ability to trade via leveraged funds.
Thanks for your consideration.
Sincerely,
Alan Margolis
