Do your job. There is zero transparency in the market. Current rules and regulations either aren't being enforced, or are too difficult to enforce due to secretive trading. Naked shorts are still happening, end dark pools, start looking out for the retail investor.
I just would like to say I can’t believe what is happening for the world to see. Blatant corruption and illegal dark trading that is being completely overlooked and ignored by the SEC and FINRA. We all see it, you obviously know about… how is this allowed to continue?
Leave my investments alone. I am a big boy and been trading and investing for over 50 years. It is my money and I demand that FINRA stay out of my business.
Any move on your part to limit or control my, or other traders, abilities to invest shall be viewed as an attempt to interfere in my constitutional rights.
We follow a very regimented investment plan that utilizes, in part, leveraged funds. It is providing an income stream for us now in our retirement.
We were vetted by our investment company (Fidelity Investments) in order to trade freely with leveraged funds. There should be no other restrictions placed on an individual's right to choose their method of investment.
The only way to have any hope of fixing any issue with shorts would be to change trading tech. There should be no reason it is not used on block chain, specifically ledger technology. The settlement of shares in seconds will no longer allow the manipulation and will likely eliminate naked shorting.
Enforce rules, larger penalties, end naked short selling, transparency or end/reduce dark pools, limit high frequency trading, limit ability to short sale-naked-over and over, transparency in short sales, regulation sho-strict adherence and compliance regarding threshold list
100% cfull and transparent reporting on all trades for all stocks. Full and transparent reporting on anything and everything that goes through dark pools, and full and transparent reporting on shorting and naked shorting. If the stock market is an investment vehicle for the people, it needs to be made fair.
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Executive Summary
On June 5, 1995, the NASD issued Special Notice to Members 95-43 (Special Notice) discussing the expansion of the Limit-Order Protection Interpretation (Interpretation) to Article III, Section 1 of the NASD Rules of Fair Practice that prohibits member firms from
Comments:Why do you propose new rules when these are just fine? They give access to profits, previously only available in much higher risk commodity futures trading. Do you propose to limit that too? The risk and rewards are made abundantly clear, as they are stated in the prospectus. Just leave well enough alone. Ty.
For the past three years I have used these funds to build wealth and an income stream for my family. I paid my dues by trading in the markets since 2006. Kindly allow people to make their own decisions. I do not mind if the government purchases as time to educate the public on the government's point of view. However, legislating rarely works.
