For the period of 2/1/2025 through 2/28/2025AACANTHUS U.S. LIACANTHUS U.S. LIMITED10-12 BLANDFORD STREET, LONDON W1U 4AZ UNITED KINGDOMADMITTEDAIRLINK MARKETS,AIRLINK MARKETS, LLCISSAQUAH, WA, UNITED STATESEXPELLED PER RULE 9552 - FAILED TO FILE ITS QUARTERLY FOCUS REPORTALLEGHENY INVESTALLEGHENY INVESTMENTS, LTD.PITTSBURGH, PA, UNITED STATESRESIGNEDALMAX FINANCIALALMAX FINANCIAL
For the period of 1/1/2025 through 1/31/2025AAIA SECURITIES LAIA SECURITIES LLCIRVINE, CA, UNITED STATESRESIGNEDANNEXUS SECURITIANNEXUS SECURITIES, LLCNAME CHANGED TO: INTEGRITY CAPITAL, LLCANNEXUS SECURITIINTEGRITY CAPITAL, LLCNEW NAME OF: ANNEXUS SECURITIES, LLCAQUILA DISTRIBUTAQUILA DISTRIBUTORS LLCNEW YORK, NY, UNITED STATESRESIGNEDARTA FINANCE SECARTA FINANCE SECURITIES LLC153 CASTRO STREET
VALDES & MORENO, INC.819 MAIN STREET, ROOM 304, PARKVILLE, MO 64152VALIC FINANCIAL ADVISORS, INC.2919 ALLEN PARKWAY, L3-20, HOUSTON, TX 77019-2158VALIDATE CAPITAL MARKETS, LLC505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022VALKYRIE EQUITIES CORPORATION14455 WEBB CHAPEL ROAD, SUITE 201, DALLAS, TX 75234VALLEY FINANCIAL MANAGEMENT, INC.350 MADISON AVE., 4TH FLOOR, COMPLIANCE DEPARTMENT, NEW
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ZANBATO SECURITIES LLC711 / 715 N. SHORELINE BLVD., MOUNTAIN VIEW, CA 94043ZATARA CAPITAL SECURITIES L.P.120 NEWPORT CENTER DRIVE, SUITE 50, NEWPORT BEACH, CA 92660ZELMAN PARTNERS, LLC27101 EAST OVIATT ROAD, SUITE 14, BAY VILLAGE, OH 44140ZENITH SECURITIES LLC1061 E INDIANTOWN ROAD, SUITE 318, JUPITER, FL 33477ZEUS FINANCIAL, LLC4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431ZINK DISTRIBUTION
YELLOW CARDINAL CORPORATE FINANCE, LLC9120 UNION CENTRE BLVD, SUITE 200, WEST CHESTER, OH 45069YORK SECURITIES, INC.160 BROADWAY, NEW YORK, NY 10038YORK STOCKBROKERS, INC.477 MADISON AVENUE, SUITE 643, NEW YORK, NY 10022YOSEMITE EXECUTION PARTNERS INC.409 READ DR., LAFAYETTE, CA 94549YOUNG & PARTNERS LLC535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017YOUNG AMERICA CAPITAL, LLC141 EAST
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As of February 28, 2025ATS NameATS IDFirm NameCommentABE ATSABEX303 ALTERNATIVES LLC AlphaX US ALPXTSX Alpha U.S., Inc. AMERICAN LEDGER ATSCSTNAMERICAN LEDGER ATSCeased on July 31, 2021APOGEEAPOGCITADEL SECURITIES LLCCeased on April 2, 2015AQUAAQUAAQUA SECURITIES L.P.Ceased on September 16, 2022AX TRADING, LLCAXTNAX TRADING, LLCCeased on April 30,
