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As announced by The Options Clearing Corporation (OCC) and the national options exchanges, due to the National Day of Mourning on January 9, 2025, the Contrary Exercise Advice (CEA, also known as “Expiring Exercise Declaration” or EED) cut-off time for options that expire on January 9, 2025, will be modified as follows:Option holders will have until 10:00 a.m. Eastern Time (ET) on January 9, 2025
FCS facilitates member firm reporting of key contacts to FINRA, which is a requirement of FINRA rules and by-laws. Designated firm contacts are used to facilitate member voting in FINRA elections, compliance with various rules and by-laws, and to improve FINRA's communication with our member firms.
Hello, I appreciate the opportunity to comment on this issue. The premise behind the day trading rule is based on protecting the investor, but this limits a lot of small investors from learning the trade. Let's be honest here, there's a lot of "day traders" who aren't successful because they are gambling. Well, at least with the stock market, people are able to make
This is [REDACTED]. It's like you at the real casino, you cant cashout or leave until the next day unless your bank account has $25,000. This is pure discrimination for people that dont have 25,000$ in their bank account. This PDT [REDACTED] protect no one, i used to get cash advances from credit cards balance transfer to maintain over 25k in my brokerage account, then i took out 50k loan
As previously communicated, beginning Monday, January 13, 2025, FINRA will require Multi Factor Authentication (MFA) for access to all production API reference data files. This is the final reminder clients will receive regarding this change.Beginning on January 13, 2025, FINRA will no longer support the use of digital certificates to access the Reference data API and only MFA access will be
The Series 51 exam—the Municipal Fund Securities Limited Principal Qualification Examination (FP)—is a Municipal Securities Rulemaking Board (MSRB) exam.The exam consists of 60 scored questions and five unscored pretest questions. The additional questions are randomly distributed. Candidates are given two hours and 45 minutes to complete the exam. The passing score is 70%.For additional
The Series 53 exam—the Municipal Securities Principal Qualification Examination (MP)—is a Municipal Securities Rulemaking Board (MSRB) exam. The exam consists of 100 scored questions and 10 unscored pretest questions. The additional questions are randomly distributed. Candidates are given three hours and 15 minutes to complete the exam. The passing score is 70%.For additional information
The following charges shall be paid by SLATE Participants for the use of the Securities Lending and Transparency Engine (“SLATE”):System FeesLoan Reporting FeesData FeesSLATE Web Browser Access Fee – $25/month per user ID Initial Covered Securities Loan – $0.07Market Data: SLATE Loan-Level Data and Daily Loan Statistics – $3,000/month, except for qualifying Tax-Exempt Organizations.&
With a new year come new financial challenges, resolutions, and investment risks. On this episode, FINRA’s Head of Investor Education shares insights on leveraging market trends and tools to achieve your money goals in 2025.
