5/5/2025Ms. Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA1735 K StreetWashington, DC 20006Re: Request for Comment on Regulatory Notice 25-05Dear Ms. Mitchell,I am an owner of a Registered Investment Advisory firm and a registered representative of an unaffiliated FINRA member firm. I appreciate the opportunity to comment on the newly proposed Rule 3290 as set forth in FINRA
I am strongly opposed to this rule!! This is 2025, this will out us back into the dark ages!! This is another attempt at regulatory overreach!! Biden and Gensler are gone, thank God!!! Lets move forward not backwards!!
Thank you for the opportunity to comment on Regulatory Notice 25-05. While I support efforts to streamline oversight, I oppose the proposed consolidation of Rules 3270 and 3280 in their current form.The definition of "investment-related activities" is overly broad and risks encompassing low-risk or personal activities that do not warrant regulatory scrutiny. This may overwhelm firms
I am writing to express my strong opposition to FINRA’s Proposed Rule 3290 as outlined in Regulatory Notice 25-05. As a responsible investor who personally owns digital assets and utilizes a registered advisor through Digital Wealth Partners, I am deeply concerned about the proposed restrictions requiring financial advisors to seek written approval from their broker/dealer before engaging in
FINRA Regulatory Notice 25-05 and Proposed Rule 3290 - I'm writing to strenuously object to the adoption of this rule as being oppressive and a major step back in the bureau's efforts to be more pro-business and progressive. I deal with several advisers that would be negatively impacted by the adoption of 3290. This would cause them to leave their firms as I don't believe they
We do not need more regulation. We need less and financial advisors should be allowed to own digital assets!
Rubyna Haslani Zito is a Senior Vice President of Technology Operations and Services and the Chief of Staff to the CIO at FINRA (Financial Industry Regulatory Authority). She manages Technology Operations and Services that include Technology Compliance Office, Training, Communications, Reporting, Space planning and redesign, as well as financial planning and budgeting. Her responsibilities as
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