As part of Transparency Services improvement initiatives, beginning on December 5, 2022, FINRA will re- platform the OTC Reporting Facility (ORF) to a new Linux-based operating system.
FINRA will offer ORF Clearing function testing in the test system (NTF) beginning Monday, October 31, 2022. This testing will allow ORF clients to view clearing transactions in TRAQS as well as
FINRA Announces the Effective Date of Modifications to the TRACE System; Effective Date: August 4, 2008
The USA Free markets should not be limited in any ticker what so ever. The total purpose of the market is that it is free to be traded by any person that follows ALL the laws. This includes ETFs or any commodity. Regulating tickers would be unfair for the regular investors and giving more power to the Banks and market maker.
These are the situations that create more imbalance to the market.
I have rich investment experiences and understand risk of Leveraged ETF, it is IMPORTANT for my investment, such as spends less cash to holding expected percent of securities. it also help hedge of risk in between my securities holding.
I hope I can free trade it in future. I want NOT passing any test before I can invest in public securities.
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The schedule of trade dates-settlement dates below reflects the observance by the financial community of Veteran's Day, Thursday, November 11, 1993, and Thanksgiving Day, Thursday, November 25, 1993. On Thursday, November 11, The Nasdaq Stock MarketSM and the securities exchanges will be open for trading.
As an investor, I have used leveraged investments as part of my strategy for years. I already receive several warnings before trading my leveraged ETFs and I am fully aware of the risks and take full responsibility for the actions I take. Please do not put any further restrictions in place and allow the average investor the opportunity to invest in these types of securities.
Hello, I heard about the information that you potentially limit the trading of some ETFs using leveraged and reverse strategies. I strongly be against it, because I believe it's my right to choose the public investments that suit for my family and myself, not the regulators. Moreover, these ETFs are important to my investment strategies. So, please respect the rights of individual
As a mathematician working in the area of mathematical finance with an in-depth understanding of the complexities of leveraged ETFs, I am very familiar with how they work. In my experience, the companies that manage these funds, such as Direxion, are very clear and transparent about the workings and risks associated with leveraged ETFs. In my opinion there should not be any barriers to market
I am against limiting retail investor access to leveraged etfs and inverse etfs. We want to trade these items and would like the same access as the "privileged" institutions. Please leave us alone. The message you're sending isn't that you want to help us, it's that you don't want to allow us the same freedoms as others.
STOP IT. Most people dont even know what ETF are and most pensions, 401k dont offer the ability to trade ETF of any kind. If youre so concerned about people losing their money then why dont you shut down casinos and Las Vegas. Stop trying to force people into mutual funds and managed accounts.
