2008 Ape so strap in. There isn't enough space to cover everything so let me summarize: For every crime someone, say, making more or less than $200k in the market, be it collusion, insider trading, fraud, or what have you, committed and was jailed for, is evenly handed UP to those making more than $1mil to $2 BILLION more or less in the market. (That can be made easier by) *ban and make
In FINRA staff’s survey of quantum computing use cases, several firms indicated that they are examining how they can benefit from quantum computers when conducting various activities, including trade execution, portfolio management, risk assessments and fraud detection.34 Additional firms indicated to FINRA that they are assessing the potential risk quantum computers may pose to current
The Best Execution topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
The new regulations are not doing anything to prevent the abuse of market manipulation. Why do you guys have Market Makers and Hedgefunds as the same entity? This only creates conflict of interest. Also, dark pool trading should be eliminated completely due to lack of transparency.
Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day of the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.
FINRA Announces the Effective Date of Modifications to the TRACE System; Effective Date: August 4, 2008
SUGGESTED ROUTING
Senior ManagementLegal & ComplianceOperationsSystemsTrading
Executive Summary
On July 28, 1994, the Securities and Exchange Commission (SEC) approved an NASD rule change that deals with clearance and settlement requirements applicable to NASD member firms functioning as market makers in The Nasdaq Stock Market™ (Nasdaq) or the OTC Bulletin Board Service (OTCBB®).
Please enforce margin calls and share threshold listings. Enough is enough Hedgie funds need to pay debut just like the rest of us. Naked shares cancel that. Not allowed to trade in dark pools cancel that. System is no where close to fair for retail traders.
Why does a " dark " pool exist? We demand fairness and transparency in the stock market. How can we prevent " naked shorts " / synthetic shares? Why is there T + 2 when the market makers can see our trades instantly? This is NOT fair. There are RAMPANT FRAUD AND MANIPULATION.
The PDT Rule is not a protection. It's a way to keep the "little guys" from making any real money. The market is not a free market if someone can't trade because of their financial situation. We're the only country in the world with this bull [redacted] "protection".
