Please, go ahead, ban what you want. That is EXACLY what people like me are hoping for and actually waiting for. The more you try to crack down on ANY fund, investment vehicle, etc., the more DECENTRALIZED this world WILL become. Do you have any clue what this means? This means your silly little power hungry organization that wants so desperately to hang on to the old system, will be crying when
It is an investors right to freely access the entirety of the public securities markets without arbitrary restrictions. Leveraged and inverse funds are important to investment strategy. The proposed scheme hurts investors' freedom and financial security. It upends regulatory system but is arbitrary and unworkable. I'm against the restriction.
A blanket ban on leveraged and inverse fund trading is excessive. People want access to a variety of options based on their perception of where markets are headed. Limiting access to these types of financial instruments just creates more inequality in the financial system. Please do not pass this regulation!
In observance of Martin Luther King Day, the ORF System will be closed on Monday, January 20, 2020. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.
Changes to Advertising, Corporate Financing, New Membership and Continuing Membership Application, Central Registration Depository and Branch Office Annual Registration Fees
A listing of forms related to Uniform Practice Code.
FINRA has initiated a multi-phased effort to overhaul its registration and disclosure programs, including the Central Registration Depository (CRD) -- the central licensing and registration system that FINRA operates for the U.S. securities industry and its regulators, and that provides the backbone of BrokerCheck. In June 2018, we implemented the first phase of the transformation through a new
Would like to see real time short interest information in regards to short positions and calls/puts, and failure to delivers on at least a t-3 system if not end of day by 6pm. This would encourage a far more fair and transparent market for retail traders.
Hedge funds and shorts are manipulating the financial system to make revenue gains while retail investors don’t have equal opportunity to realize gains with not as much capital available to them. This creates a very toxic ecosystem within the stock market industry.
I believe it’s important and critical in keeping track and reporting shorting of stocks. We must have a better understanding where all the stocks in circulation is going so we know when the price of a security is manipulated or not. There are so many holes in the system
