May 12, 2025Ms. Jennifer Piorko Mitchell Office of the Corporate SecretaryFINRA 1735 K Street Washington, DC 20006 Re: Request for Comment on Regulatory Notice 25-05 Dear Ms. Mitchell,I am an Investment Advisor Representative of a Registered Investment Advisory firm and a registered representative of an unaffiliated FINRA member firm. I appreciate the opportunity to comment the newly proposed
Monday, May 12, 2025 Ms. Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1735 K Street Washington, DC 20006 RE: Request for Comment on Regulatory Notice 25-05 Dear Ms. Mitchell, As an owner of a Registered Investment Advisory (RIA) firm having registered representatives at a member firm
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