/01 Trading Against Firm Recommendations
Reserved.
/02 Private Sales
Reserved.
/03 Conversions, Acquisitions and Changes in Business Activities
Member organizations are expected to notify the Exchange when planning important organizational or operational changes, such as mergers with or acquisitions of other broker/dealers or the acquisition of a significant electronic data processing system
We oppose restrictions to our right to invest. Personally we use leveraged/inverse funds to manage our portfolio risk during financial crisis. We want to maintain our current access to these funds.
I cant understand how this manipulations of our rights comes in times when freedom is at danger, I should be able to invest in any instrument I want, Im aware of my risk, I vehemently oppose this proposed regulation
Please refrain from from taking my ability to invest in the same funds as the wealthy. You can add disclaimers to warn people of the risk but the market should be free to all to invest in the funds they wish.
As long as there is sufficient disclosure of risks, government should make every investment vehicles and tools available to everyone, instead of limiting them. By claiming "protection of investors", you are overreaching and infringing upon individual freedom.
I am capable of understanding leveraged and inverse funds
and their risks.
Regulators should NOT be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
I should be able to choose any investment that are offered to the public without taking any test or special process. I am an educated person and handle my own finances and with that I do my own risk management.
I disagree with strong government oversize. I believe anyone that chooses to invest does so at their own risk and as such is responsible to procure the information or education necessary to do so. I believe government regulations of individual choice is wrong.
Stop interceding into individual lives and freedoms of Americans. The risk an individual takes is on that person alone. I dont need the government to restrict how I invest my money barring anything illicit, illegal, or detrimental to others.
I should have the right to choose my own investments. i'm capable of understanding the risks involved in these investments.I've been investing in the markets for 50 years. i look for higher returns that leveraged and inverse funds provide.