The amount of naked shorting and failure to delivers in the market currently is absolutely unacceptable. Please make a change to the rules we're short positions and make it short positions have to be reported daily.
I have been investing in leveraged ETFs for four years. Risky, yes. But strict rules would not stop people from investing. Please use prudence in legislation in allowing the public access to some very good tools.
Stop trying to take away our source of income. I trade QQQ and SQQQ specifically and that is our family's income. Stop being greedy. Your PDT rule already keeps people from making money on their own
Every citizen in the United States should be able to invest in any stock in this United States it should not be limited to the rich evil pigs that rule this country your time will be finished soon because God has started tribulations
The only time someone wants 2 protect the retail investor in reality is to "aid" the large traders
Why not protect the little guy from short raids and reinstate the uptick rule
I will reply later after I have "cooled" down
My comment on the rules is to actually enforce them. Honestly, take a look at obvious naked short selling and market manipulation. We the people have lost trust in a "free" market.
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to add new NASD Rule 3380 to prohibit members and associated persons from splitting any order into multiple smaller orders for execution or any execution into multiple smaller executions for transaction reporting for the primary purpose of maximizing a monetary or in-kind
The Private Placements topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Please let the investors make their decisions and and evaluate the risks associated. The freedom of the markets is a tremendous right we have and any further degradation of such, is opposed by me and if given the opportunity to vote would vote to oppose this proposed rule.
