Every share should be tracked with unique identifier. Every share should be located and lent only once. Every order should be delivered T+2 or fails mean 10x cost penalty and trading permission halted until delivered. Every short position should be updated with FINRA daily and publicly available.
Naked shorting illegal. Excessive FTD are punished. SSR actually enforced and shorting cannot be done in dark pools. Price manipulation banned. When buying volume is higher than selling volume, the price should NOT be going down. Please look into and start enforcing fair market trading. Thank you.
First: Short selling to drive companies out of business should be illegal. All short sales should be made public before trading starts every day. Easily accessible NOT buried on a remote website. Short sales in excess of 1% of outstanding stock should be reported immediately and displayed with the stocks ticker symbol.
SUGGESTED ROUTING*
Internal AuditLegal & ComplianceMunicipalOperationsSyndicateSystems Trading
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Christmas Day, Tuesday, December 25, 1990, and New Year's Day, Tuesday, January 1, 1991. All
SUGGESTED ROUTING*
Internal AuditLegal & ComplianceMunicipalOperationsSyndicateSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Thanksgiving Day, Thursday, November 22, 1990. All securities markets will be closed on Thursday,
I oppose restrictions on my right to invest in publicly traded leveraged and/or inverse funds. I am capable of understanding leveraged and inverse funds and know best if they should be a component in my portfolio. Investors should not be required to pass any additional tests or measures in order to own public investments. Public leveraged and/or inverse funds should not be only for the elite
On Thursday, November 17, 2022, FINRA will conduct an Extraordinary Market Halt (EMC) event in the Test Facility (NTF) for the OTC Reporting Facility (ORF). The EMC will start at approximately 4:15 p.m. ET and run for approximately 10 minutes. During this time ORF trade attempts will be rejected. The system will resume normal operations after the conclusion of the NTF EMC event.
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Keep the lying politicians out of our investments! Let us make our OWN decisions! Maybe these same [REDACTED] who are trying to take away our ability to invest for our future should let us, the people see what they have done to make themselves rich from insider trading! Let's look into this before they start looking into the people that they are supposed to represent!
Reference FINRA notice to restrict trading opportunities. This is NOT Russia or China, this is the United States of America! Restricting investments that have been in the public for 10 years with no major problems is more than an overreach. It is uncalled for. Investors have already qualified for the ability to make our own decisions. Investors do not need more restrictions, we need more
Hello,
I should be able to invest in any public investment without regulation. Leveraged and inverse funds play an important role in my and my families investment strategy. Anytime I made a trade in an inverse or leveraged fund I get a warning and disclosure and have to check a box saying I agree and understand the risks associated with the fund. As an investor that is plenty of disclosure of the
