Where are our freedom of choice? Are we following the trails of the Russians or other communist countries? You dont stop me from trading TQQQ after it falls down. How can I ride it up? Why do you discriminate against the public in favor of the wealthy? We are all equal. I am an adult and am responsible for my personal choices I make in my lifetime.
I use leveraged and inverse funds to offset other trades I'm making all the time. Please do not take them away from all us people who are trying to make enough to retire without having to work well into our seventies. This should not be something you decide. It should be up to the Investor, not someone who has no idea what is best for someone else.
Rather eliminating the option to purchase and trade these securities why not require the fund creators to use a pre determined rate of proceeds to produce content and learning material that can present the risks to investors in an easy to understand way. The average retail investor is already extremely limited to the types of investments they can make and this will only exacerbate this problem
SEC Approves New FINRA Rule 4524 Requiring the Filing of Supplemental FOCUS Information and a Supplementary Schedule to the Statement of Income (Loss) Page of the FOCUS Report
I should have the right to choose my investments as I wish. There is no reason to restrict me from investing in Cryptocurrency funds. I understand the risks involved just like I understand the risks in trading options, which I also do daily. Cryptocurrency funds are an important part of my balanced portfolio designed to achieve my financial objectives. I object to having restrictions placed on my
On Thursday, November 10, 2022, FINRA will conduct an Extraordinary Market Halt (EMC) event in the Test Facility (NTF) for the OTC Reporting Facility (ORF). The EMC will start at approximately 4:15 p.m. ET and run for approximately 10 minutes. During this time ORF trade attempts will be rejected. The system will resume normal operations after the conclusion of the NTF EMC event.
Please contact
By Robert Cook, President and CEO, FINRA. In October 2023, the SEC adopted Rule 10c-1a, which is intended to enhance transparency in the securities lending market. In effect, the rule requires market participants to report securities lending transactions to FINRA, and requires FINRA to adopt rules establishing a system to facilitate such reporting and to publicly disseminate specified reported loan information. Earlier this month, the SEC approved the required FINRA rules.
Comments: I like leveraged and inverse funds. Each time I buy/sell, Charles Schwab gives me lots of warning about buying those types of ETFs. When I look at the fact sheets or prospectus of these type of funds, I see it very clearly that they are primarily designed for day trading and lots of warnings. I vote you let investors use "complex products" like these without restrictions.
Why do you regulators hate retail trading? Why isnt the average joe allowed to make money? Why can only you guys? Stop look at the middle class as numbers. We all have our own lives just as important as your own. We are all just other versions of you that made different choices so treat us like that.
Leveraged / Inverse ETFs are important tools for smaller investors to be able to easily hedge and take advantage of market opportunities and changing conditions. Denying investors this level of flexibility is a clear attack on the little guy. Smaller investors can use these tools to have immediate access to hedge trades which can protect a portfolio almost instantly without having to engage in
