Summary
Effective February 27, 2023, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will decrease from its current rate of $22.90 per million dollars in transactions to a new rate of $8.00 per million dollars in transactions.
Finance-related questions should be directed to Amanda Rath, Manager, Finance, at (240) 386-
I (not regulators) know my financial situation, investment time horizon, and how I want to structure my portfolio to meet my financial goals. I should be able to choose investments that are right for me and my family without government interference.
Leveraged funds are an important component of how my portfolio is structured, and I shouldn't have to go through any special process like
I'm writing to register my alarm that FINRA is considering restricting leveraged/inverse funds to only certain investors. This is wrong on many counts, as well as requiring classes or passing tests, which amount to hurdles for the public. Many people, self included, use these kinds of investments to increase returns knowing full well they involve extra risks. I believe we're on the cusp
FINRA Requests Comment on Concept Proposal to Require a Disclosure Statement for Retail Investors at or Before Commencing a Business Relationship
(a) General Considerations
(1) Application
This Rule applies to recommended purchases and exchanges of deferred variable annuities and recommended initial subaccount allocations. This Rule does not apply to reallocations among subaccounts made or to funds paid after the initial purchase or exchange of a deferred variable annuity. This Rule also does not apply to deferred variable
Ive been recently informed of you trying to impose regulations & restrictions disqualifying normal people/investors from investing into crypto funds. I wanted to express my concern to everyone involved in hurting my portfolio & stopping me from investing into crypto funds such as BITO. I myself should be able to choose my own investments which are right for me, I take financial
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 13606 of the Code of Arbitration Procedure for Industry Disputes (“Industry Code”) to provide that the Director (“Director”) of FINRA Dispute Resolution Services (“DRS”) will provide a copy of the official record of an expungement hearing held pursuant to Rule 13805, and any transcription if the recording is transcribed, to any customers, upon request, who attend and participate in the expungement hearing, or who provide their position on the expungement request in writing.
Notice of FINRA District Committee Elections and Ballots
It's disgraceful that you think we don't know what we are doing out here. We don't need you to babysit investors. We aren't gamblers, and we don't need regulatory busybodies all around us. Get back to your office and be grateful you're a day closer to your sweet pension.
Why are WE THE PEOPLE allowing this new group of political socialist/communist make decisions for us? We voted them in office to work for us. If a trader wants to trade leveraged funds then that is our business. There needs a stop to this over governing of us the same the FDA needs to keep their nose out of things like banning the supplement NAC.
