I am aware of the restrictions that may be introduced on my leveraged investments and I strongly appose any limitations likely to be considered on these investments! As a private investor I should be allowed to choose where to invest my capital as I take full responsibility for the outcomes of my investment strategy. I understand leveraged and inverse funds and am fully aware of the risks
I should be able to choose the public investments that are right for you and your family.
Public investments should be available to all of the public,not just the privileged.
Restricting this will encourage my to not invest into the market.
I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds.
Hello, Thank you for the opportunity to voice my opinion regarding this issue. As a small investor, I value a lot the opportunities presented from reversed and leverage assets. Public investments should be available to all the public, not just the privileged ones. I shouldnt have to go through any special process like passing tests before I can invest in public securities, like leveraged and
It is my right and privilege to be able to invest in funds as I see fit to my investment strategy, to include inverse and leveraged funds. I should not be forced to pass any special tests or processes to be able to invest freely. After 13 years of the Fed funding the markets and over $7 trillion dollars on the Fed balance sheet creating an unprecedented rate of inflation, it is not ironic that
I should have the right to be able to choose investments that are right for me and my family - not regulators. Public investments are called PUBLIC for a reason - they should be available to the public not a select privileged group that gets to profit while others miss their chance. I am capable of understanding leveraged funds and their risks and it is my money I am taking the risk with not
Dear FINRA. I am an individual investor writing to ask that you not regulate, restrict, or in any way make more complex the task of investing in leveraged or inverse funds. The markets are a two way street. It is important to be able to manage one's money on both the long and short side. Beware unintended consequences of your decisions. Restricting individual investors from carefully
Dear Sirs: I oppose any restrictions on my ability to invest in public investments. I should be able to choose whatever public investments are right for me and my family. Leveraged and inverse funds should be treated no differently than other investments and should require no written test or minimum income level as a prerequisite to investing in them. I use these investments to enhance my returns
(a) Basis for Issuance of a Temporary Cease and Desist Order in a TCDO Proceeding
The Hearing Panel shall issue a written decision stating whether a temporary cease and desist order shall be imposed. The Hearing Panel shall issue the decision not later than ten days after receipt of the hearing transcript, unless otherwise extended by the Chief Hearing Officer or Deputy Chief Hearing
Why do we engage with scammers? What makes one person more likely to engage than the next? Of those that engage, what makes someone more likely to lose money? On this episode, we dig into the research on these important questions with three academics in the field.
/01 Trading Against Firm Recommendations
Reserved.
/02 Private Sales
Reserved.
/03 Conversions, Acquisitions and Changes in Business Activities
Member organizations are expected to notify the Exchange when planning important organizational or operational changes, such as mergers with or acquisitions of other broker/dealers or the acquisition of a significant electronic data processing system
