I should freely be able to choose how I invest my hard earned monies. Bank interest is ridiculous. There is no reason to have a savings account.
To try to keep up with inflation a trading account is a better option. With all the volatility, I think it is smart to use the inverse and leveraged funds.
If I want to retire from physically working I need other options and at my age buy and hold does
SEC Approves Amendments to Require Firms to Report Transactions in TRACE-Eligible Securities As Soon As Practicable
Dear Sir,
I was made aware of the possibility of trading restrictions being placed on inverse and leveraged investment vehicles.
Using these types of investments allows me to safe guard my portfolio from market declines without having to liquidate my primary investments using only a small portion of my capital. I prefer them to options as I don't have to worry about expiration dates.
Leveraged and Inverse funds allow investors who are not wealthy enough to participate in hedge funds to manage their portfolio risks. By removing or limiting access to these funds FINRA would hurt us common investors and once again cater to the richest people and large institutions under the charade of protecting the common investor. All that is required is that a warning be provided every time
Dear Sirs,
I believe it is my right as a free American to choose publicly traded investments I wish to invest in. This right should not be for the ultra rich only. I am capable of understanding leveraged and inverse funds and the risks involved. I believe we are having too many restrictions imposed on us (US citizens) and this must stop. Where I invest my money is my business and I should be
This notice and action is extremely unamerican and unlawful. You are dictating how a person is able to make an income and by doing so you're in direct violation of the US Constitution as to where you cannot infringe upon a person's ability to make an income. I plan to have my legal counsel file a lawsuit against FINRA, if you take away my ability to trade proshares inverse
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Operations
Systems
Trading
Executive Summary
The National Association of Securities Dealers, Inc. (NASD®) is reminding member firms that, effective October 1, 1997, the Securities and Exchange Commission (SEC) Transaction Fees for transactions in exchange-
I oppose regulators limiting trades on inverse and leveraged etf's and stocks where the investors are fully aware of the risks. These options allow small retail investors the opportunity to compete with large banks and funds in a way that would otherwise not be possible helping to keep the playing field level. I primarily use these to hedge my long positions in volatile markets. It
I am opposed to any new regulation proposed by Financial Industry Regulatory Authority (FINRA) limiting access to publicly traded vehicle. Disclosure, due diligence, and free choice should remain unhindered by more subjective regulatory law.
I do use leveraged and inverse funds to hedge a broad range of equity investments with simplicity. These sector or index ETFs are used with leverage to
I've been investing my own money in the stock market since I was 10 years old. Please don't limit what I can invest in. I currently use leveraged and inverse funds, trade options, etc. People who invest in these are already given warnings and pointed to material to read and learn more. We don't need additional regulation. I'm quite capable of investing my money
