I strongly oppose the government to regulate and/or restrict my right to invest in financial instruments in whatever form. Freedom in capitalism, the right to put my money in public investment without impediment is a fundamental personal right. I have been investing in stocks since I earned my first dollar. I want to continue to have the freedom to exercise that financial option without
I strongly oppose any regulation limiting my choice in public or private investments. There should be no 'test' to invest in public securities, like leveraged and inverse funds. I am capable of making my own financial decisions, and reject additional government interference regarding my finances. I implore you to not impose additional measures prohibiting my decision to invest
FINRA Rule 2360(b)(3)(B) provides that “…no member shall effect for any account in which such member has an interest, or for the account of any partner, officer, director or employee thereof, or for the account of any customer, an opening transaction in an option contract of any class of index options dealt in on an exchange if the member has reason to believe that as a result of such transaction
I am totally against any and all financial regulations that limit my ability to invest my own money as I see fit to best suit my own financial needs. Inverse funds in particular are extremely important as hedges against market downturns in severe corrections and/or bear markets. They enable investors to protect their assets and to even actually make money in down markets.
In a free market it should be up to the individual investor not some back office bureaucrat trying to corner off the market for his wealthy elitist friends.
Leverage funds allow young investors to use leverage in a much easier way than to go through traditional means of leverage.
Stop doing favors for your wealthy friends, by cutting the market off from regular investors.
For Your Information
Financial Payments
On Monday, June 25, 2001, NASD Regulation implemented new addresses for all financial payments—including payments to CRD/IARD. The new P.O. Box will facilitate more timely automated processing of payments and is the primary address to which your firm sends all checks/payments via regular delivery. Please note that the P.O. Box for regular delivery
I beg you to keep the complex products, leveraged ETFs, options on the table for us retail investors. As a retail investor that has had to suffer through the 1999, 2008, and 2020 crashes, I cannot make up ground to retirement without more complex financial instruments. If I don't have ways to access options and ETFs in my IRA I am not going to take a big financial hit long term.
NASDR has filed with the SEC a proposed rule change to the Code of Arbitration Procedure (Code) of the National Association of Securities Dealers, Inc. to change the interpretation of the Code such that claims relating to transactions in exempted securities, including government and municipal securities, may be submitted to the Office of Dispute Resolution (Office) for arbitration under the NASD
As a college student who works for near minimum wage, saving for my future, no matter how frugal, amounts to very little. Since investing, leveraged stocks have given my capital a turnover that puts my financial goals on track, given due diligence. Banning leveraged stocks would be another financial avenue closed to the working class, who simply want to save for their own home.
To whom this may concern, Please do not restrict the access of the average investor into market funds. Some of those under consideration are incredibly useful to new investors who choose to risk smaller amounts during a learning phase of the market. These proposed changes will significantly increase the barrier of entry to the average American in achieving their financial goals. Americans should
