Proposed Rule Filing Relating to Simplified Arbitration
Please don't change the cryptocurrency rules.. you already tax it.. thank you
08-47 - NASD Rule 3070(c) and Incorporated NYSE Rule 351(d) require all member
firms to report on a quarterly basis statistical information regarding
customer complaints.
I oppose the rule that would make it more complex or difficult to buy leveraged funds.
Proposed Rule Change to Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository
Proposed Rule Change Relating to the New Securities Industry Essentials (SIE) Examination
I would like to continue investing in leveraged ETFs. Please don't change the rules.
I strongly oppose Proposed Rule # S7-24-15. It against investor freedom and right.
You are encroaching on my freedoms again. This #22-08 Rule is not in line with our rights.
(a) A covered member that engages in distribution or solicitation activities with a government entity on behalf of any investment adviser that provides or is seeking to provide investment advisory services to such government entity shall maintain books and records that pertain to Rule 2030, including a list or other record of:
(1) The names, titles and business and residence addresses of
