I don't think it is right for Regulators to take control of how the public wants to invest in the future of their families, your trying to make the rich get richer once again, middle class people don't have a chance again, when a good thing comes along that's when regulators want to take over, where were you when crypto was just getting started, you didn't believe in it but
As an individual investor who started with very little and has put countless hours into learning the markets to be successful, Im completely outraged at the the thought of another government regulatory entity over-stepping their bounds in an attempt to protect me from risk. The money I invest comes from my employment wages, so there is careful calculation and consideration put into each position
(a) Reportable System Transactions
Members shall comply with the Rule 7100 Series when reporting transactions to the System, including executions of less than one round lot if those executions are to be compared and locked-in. All trades that are reportable transactions will be processed pursuant to an effective transaction reporting plan. Trades that are not already locked-in trades will be
I do not consent what you regulation team is traying to do, impose different ruls for a sertan group of investors.
I do believe in equality and fairness and a plain field for everyone more when it come to investing.
I do use and need this instrument as a part of my portfolio strategies.
This type initiative magnficate the miss trust in the system in place.
Please reconsider you action before its
Government should have no role in regulating investment strategies a citizen uses to manage his/her financial wellbeing. Tax regulations are already doing this. Free and open trading environment are essential in creating a fair environment. I am just an average citizen that manage my own IRA and have been trading for over 25 years. The proposed regulation hand cuffs me from effectively manage my
I am very concerned to hear that you, as a regulatory body, want to take away the option for investors to invest in inverse funds. These funds are and have been a big part of my investment strategies over the years as an investment option to protect my downside risks in periods of market volatility. I, as an individual investor, should have the option to choose what I want to invest in.......not
It is a "free market", and hence I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I have sat for
I am a private citizen who has been managing my own investment accounts for over 20 years. During those years I studied the markets and investment strategies. Initially I had to convince my brokerage firm, Charles Schwab, that I was qualified to trade options and inverse ETFs as well as futures contracts and manage my own accounts. It is very important to me that I be allowed to determine what
I should be able to choose which publicly traded investments are right for my investment objectives and not regulators. All people should have the ability to buy publicly traded funds and not just those who are at a certain net worth. I understand the way the funds I use work and the risks involved and do not need to pass a test to prove my proficiency. These funds help me protect my portfolio
Dear FINRA Regulators, I write to express my objection to proposed Rule #S7-24-15. I should not have to be a member of an elite privileged group to use public investments like leveraged and inverse funds. These investment vehicles have been an integral, but limited part of my hedged portfolio. Depriving me of that choice does not reduce my risk but increases it. I have used leveraged and inverse