It is entirely inappropriate to limit public access to trading L&I funds. The idea that the public needs protection from these complex products reveals only FINRAs ignorance as to the general intelligence and sophistication of the public. FINRA ought to propose a rule to limit the limits it is allowed to put on the public.
Proposed Rule #S7-24-15 is harmful to open free markets and exceeds the intended reach of the Commission. Despite the beliefs of our government and its lifetime bureaucrats, the public is capable of thinking for themselves. We are not obedient surfs dependent upon elitist politicians for our wellbeing.
Re proposed rule S7-24-15, please don't restrict my right to choose which investments I feel are right for me and my family. I should choose, not be restricted by government fiat. And why can't an average investor access the same stuff as rich people?
On September 5, 2000, NASD Regulation, Inc. (NASD RegulationSM) filed with the Securities and Exchange Commission (SEC) a rule proposal that would require members to deliver to non-institutional customers a specified disclosure statement that discusses the operation of margin accounts and the risks associated with trading on margin. Members would be permitted to develop an alternative margin
As an investor and an advisor, it's interesting to watch how our representatives deem it necessary to place restrictions on how consumers can invest. In my world, we often talk about how so many people go to college, and they work to obtain a business degree from people who have never owned a business and lived it in the real world. I understand, the investment should be able to offer the
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SEC Approves Amendments Permitting FINRA to Halt Trading by Firms Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Volatility
Stop trying [REDACTED] with retail investors! Enforce the rules on short hedge funds, stop dark pools and naked shorting. Retail has removed hedge funds from operating and we can remove your agency as well. Retail ain't nothing [REDACTED]
Dear regulators, it is very important for me to have the freedom to use inverse and/or leveraged ETF's in real time and on a minutes notice, as part of my IRA account strategies. Without it, my retirement would be in jeopardy. I strongly oppose the proposed rule. Thank you.
