Dear FINRA Members, As well as you may know, in Argentina we have serious limitations or restrictions to manage our own surplus money. And that's the reason why I thought your country was a bit different from ours, because you have the freedom (as in many other things) to invest in whatever you want to. Now, reading about all these "rules" "tests" , etc only brings me bad
I cant believe you would attempt to limit my ability to invest in publically traded funds while allowing the continued manipulation of the market by the computer traded algorithimic front end trading which disadvantages the typical person investing and drives the market incessantly in one direction or the other from pure momentum. Why not reinstate some of the old rules such as the uptick rule
Leveraged and inverse funds are important to my investment strategies. I oppose any restrictions on my options for investing. Rules are already strict enough.
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Proposed Rule Change to Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository
* Dark Pools should be banned , they are being misused against retail by large players * Naked short selling can be address in 21st century by simply adding a unique identifier to each share and can be tracked for short selling. * Rules need to be enforced, cannot just have rules like SSR and nobody follows them, shares actually fall more on days of SSR * Fines should be increased 100X maybe some
As an investor and an advisor, it's interesting to watch how our representatives deem it necessary to place restrictions on how consumers can invest. In my world, we often talk about how so many people go to college, and they work to obtain a business degree from people who have never owned a business and lived it in the real world. I understand, the investment should be able to offer the
Busy Respondent Attorneys will argue they "are not available" and will move FINRA to disqualify an arbitrator who try's to enforce the rule. It has happened to me.
SR-FINRA-2009-021 -
Proposed Rule Change to Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265
